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Portfolio (Quarterly) Guide ↗

Wernau Asset Management Inc.

· CIK 0002053236
13F Portfolio $147M AUM Filed Nov 7, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 49 New
Page 2 of 3  ·  49 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 SCHF SCHWAB STRATEGIC TR 45,246.0 $1.1M 0.72% NEW $23.28 +17.5%
22 VZ VERIZON COMMUNICATIONS INC Communication Services 22,400.0 $985K 0.67% NEW $43.95 +8.8%
23 VWO VANGUARD INTL EQUITY INDEX F 17,328.0 $939K 0.64% NEW $54.18 +8.3%
24 PFE PUT PFIZER INC Healthcare 35,000.0 $892K 0.61% NEW $25.48 +1.8%
25 SCHD SCHWAB STRATEGIC TR 31,209.0 $852K 0.58% NEW $27.30 +18.1%
26 SCHB SCHWAB STRATEGIC TR 28,194.0 $725K 0.49% NEW $25.71 +11.2%
27 GLD SPDR GOLD TR Financial Services 2,028.0 $721K 0.49% NEW $355.64 +17.3%
28 NVDA NVIDIA CORPORATION Technology 3,769.0 $703K 0.48% NEW $186.62 +17.6%
29 IBM INTERNATIONAL BUSINESS MACHS Technology 2,348.0 $663K 0.45% NEW $282.16 -10.3%
30 XOM EXXON MOBIL CORP Energy 5,416.0 $611K 0.41% NEW $112.75 +38.6%
31 IWF ISHARES TR 1,132.0 $530K 0.36% NEW $468.41 -73.4%
32 SAM BOSTON BEER INC Consumer Defensive 2,500.0 $529K 0.36% NEW $211.42 -13.2%
33 ED CONSOLIDATED EDISON INC Utilities 5,184.0 $521K 0.35% NEW $100.52 +6.8%
34 KMI KINDER MORGAN INC DEL Energy 15,153.0 $429K 0.29% NEW $28.31 +18.3%
35 IWB ISHARES TR 1,060.0 $387K 0.26% NEW $365.48 +10.8%
36 VTI VANGUARD INDEX FDS 1,084.0 $356K 0.24% NEW $328.36 +11.2%
37 LLY ELI LILLY & CO Healthcare 436.0 $333K 0.23% NEW $763.54 +36.4%
38 XLF SELECT SECTOR SPDR TR 6,122.0 $330K 0.22% NEW $53.87 -4.0%
39 SHY ISHARES TR 3,918.0 $325K 0.22% NEW $82.96 -1.0%
40 F FORD MTR CO Consumer Cyclical 25,634.0 $307K 0.21% NEW $11.96 +14.3%
Page 2 of 3  ·  49 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 41.7%
Financial Services 26.4%
Communication Services 16.0%
Healthcare 4.7%
Consumer Cyclical 3.4%
Consumer Defensive 3.2%
Utilities 3.2%
Energy 1.6%