Portfolio (Quarterly) Guide ↗

Pathway Financial Advisers, LLC

· CIK 0002024152

13F Portfolio $345M AUM 163 positions Filed Feb 6, 2026 EDGAR ↗ ← All Funds

Q4 2025 Q3 2025 · All 2 New 68 Added 52 Reduced 215 Exited

Page 3 of 11 · 215 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
41	NVS	NOVARTIS AG SPONSORED ADR	Healthcare	603	$77K	0.02%	SOLD
42	IUSV	ISHARES CORE S&P US VALUE ETF	—	767	$77K	0.02%	SOLD
43	VTI	VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF	—	234	$76K	0.02%	SOLD
44	UFOX	ETF SER SOLUTIONS DEFIANCE CONNECT	—	1,227	$76K	0.02%	SOLD
45	MDLZ	MONDELEZ INTL INC COM NPV	Consumer Defensive	1,211	$76K	0.02%	SOLD
46	JPC	NUVEEN PFD &INCOME OPPORTUNIT COM	Financial Services	8,771	$72K	0.02%	SOLD
47	GDV	GABELLI DIVID &INCOME TR COM	Financial Services	2,607	$71K	0.02%	SOLD
48	OZK	BANK OZK LITTLE ROCK ARK COM	Financial Services	1,387	$71K	0.02%	SOLD
49	TECK	TECK RESOURCES LTD ISIN #CA8787422044 SEDOL #2879327	Basic Materials	1,609	$71K	0.02%	SOLD
50	VGT	VANGUARD WORLD FD INF TECH ETF	—	94	$69K	0.02%	SOLD
51	ARLP	ALLIANCE RESOURCE PARTNERS L P UT LTD PART	Energy	2,707	$68K	0.02%	SOLD
52	IBIT	ISHARES BITCOIN TRUST ETF	Financial Services	1,019	$66K	0.02%	SOLD
53	—	ROOT INC CL A NEW	—	737	$66K	0.02%	SOLD
54	IHF	ISHARES TR US HLTHCR PR ETF	—	1,316	$65K	0.02%	SOLD
55	MSTR	STRATEGY INC COMMON STOCK CLASS A	Technology	201	$65K	0.02%	SOLD
56	VXUS	VANGUARD TOTAL INTERNATIONAL STOCK INDEX FUND	—	877	$64K	0.02%	SOLD
57	KR	KROGER CO COM USD1 00	Consumer Defensive	950	$64K	0.02%	SOLD
58	UNM	UNUM GROUP	Financial Services	769	$60K	0.02%	SOLD
59	NFLX	NETFLIX INC	Communication Services	50	$59K	0.02%	SOLD
60	ASML	ASML HOLDING NV EUR0 09 NY REGISTRY SHS 2012	Technology	60	$56K	0.02%	SOLD

Page 3 of 11 · 215 positions

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Sector Allocation

Financial Services 18.6%

Technology 17.8%

Industrials 10.4%

Healthcare 10.2%

Energy 10.0%

Utilities 8.2%

Real Estate 7.8%

Consumer Defensive 6.1%

Basic Materials 4.5%

Consumer Cyclical 3.4%