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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $191M AUM 521 positions Filed Jan 23, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 33 New 79 Added 82 Reduced 34 Exited
Page 9 of 27  ·  521 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 WTW WILLIS TOWERS WATSON PLC LTD Financial Services 177.0 $58K 0.03% $328.60 -22.7%
162 YUM YUM BRANDS INC Consumer Cyclical 382.0 $58K 0.03% $151.36 +0.5%
163 WBD WARNER BROS DISCOVERY INC Communication Services 1,975.0 $57K 0.03% $28.82 -5.8%
164 PMM PUTNAM MANAGED MUN INCOME TR Financial Services 9,000.0 $56K 0.03% $6.27 -0.6%
165 SCHD SCHWAB STRATEGIC TR 2,053.0 $56K 0.03% -635.0 -23.6% $27.43 +18.7%
166 VNQ VANGUARD INDEX FDS 630.0 $56K 0.03% $88.49 +9.5%
167 KKR KKR & CO INC Financial Services 433.0 $55K 0.03% -39.0 -8.3% $127.71 -25.6%
168 VRTX VERTEX PHARMACEUTICALS INC Healthcare 121.0 $55K 0.03% $453.36 -3.6%
169 PPG PPG INDS INC Basic Materials 530.0 $54K 0.03% +3.0 +0.6% $102.60 +10.0%
170 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 90.0 $54K 0.03% $603.28 +12.5%
171 FNB F N B CORP Financial Services 3,135.0 $54K 0.03% $17.10 +2.6%
172 BRO BROWN & BROWN INC Financial Services 668.0 $53K 0.03% $79.70 -28.7%
173 ED CONSOLIDATED EDISON INC Utilities 532.0 $53K 0.03% $99.34 +8.7%
174 RDVI FIRST TR EXCHANGE-TRADED FD 2,000.0 $52K 0.03% $26.24 +5.1%
175 DELL DELL TECHNOLOGIES INC Technology 416.0 $52K 0.03% -54.0 -11.5% $125.88 +142.3%
176 AMAT APPLIED MATLS INC Technology 203.0 $52K 0.03% -10.0 -4.7% $256.99 +74.4%
177 SLV ISHARES SILVER TR Financial Services 800.0 $52K 0.03% $64.42 +4.8%
178 IJH ISHARES TR 750.0 $50K 0.03% $66.00 +12.7%
179 CB CHUBB LIMITED Financial Services 150.0 $47K 0.03% $312.12 +2.8%
180 DE DEERE & CO Industrials 100.0 $47K 0.02% $465.57 +13.7%
Page 9 of 27  ·  521 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.6%
Financial Services 22.8%
Consumer Defensive 9.4%
Communication Services 8.4%
Healthcare 6.3%
Energy 4.1%
Consumer Cyclical 3.7%
Industrials 3.7%
Utilities 2.5%
Basic Materials 1.4%