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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $196M AUM Filed Oct 17, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 530 New
Page 7 of 27  ·  530 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 MA MASTERCARD INCORPORATED Financial Services 189.0 $108K 0.06% NEW $570.29 -13.2%
122 AGG ISHARES TR 1,039.0 $104K 0.05% NEW $100.25 -1.4%
123 LPLA LPL FINL HLDGS INC Financial Services 312.0 $104K 0.05% NEW $332.69 -18.4%
124 PTCT PTC THERAPEUTICS INC Healthcare 1,683.0 $103K 0.05% NEW $61.37 +15.1%
125 KO COCA COLA CO Consumer Defensive 1,505.0 $100K 0.05% NEW $66.32 +23.1%
126 ETN EATON CORP PLC Industrials 250.0 $94K 0.05% NEW $374.25 +8.6%
127 KTOS KRATOS DEFENSE & SEC SOLUTIO Industrials 1,000.0 $91K 0.05% NEW $91.37 -37.3%
128 UNH UNITEDHEALTH GROUP INC Healthcare 254.0 $88K 0.04% NEW $345.30 +11.2%
129 GE GE AEROSPACE Industrials 283.0 $85K 0.04% NEW $300.82 +5.4%
130 VLO VALERO ENERGY CORP Energy 500.0 $85K 0.04% NEW $170.26 +41.2%
131 CVS CVS HEALTH CORP Healthcare 1,117.0 $84K 0.04% NEW $75.39 +22.1%
132 GLW CORNING INC Technology 1,023.0 $84K 0.04% NEW $82.03 +132.8%
133 NSC NORFOLK SOUTHN CORP Industrials 275.0 $83K 0.04% NEW $300.41 +8.4%
134 BAC BANK AMERICA CORP Financial Services 1,592.0 $82K 0.04% NEW $51.59 -0.9%
135 BK BANK NEW YORK MELLON CORP Financial Services 752.0 $82K 0.04% NEW $108.96 +28.5%
136 ADBE ADOBE INC Technology 232.0 $82K 0.04% NEW $352.75 -32.5%
137 KMI KINDER MORGAN INC DEL Energy 2,868.0 $81K 0.04% NEW $28.31 +13.8%
138 EMN EASTMAN CHEM CO Basic Materials 1,280.0 $81K 0.04% NEW $63.05 +20.4%
139 CRM SALESFORCE INC Technology 338.0 $80K 0.04% NEW $237.25 -25.2%
140 VYM VANGUARD WHITEHALL FDS 550.0 $78K 0.04% NEW $140.95 +12.4%
Page 7 of 27  ·  530 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 35.8%
Financial Services 23.2%
Consumer Defensive 9.8%
Communication Services 8.0%
Healthcare 5.8%
Consumer Cyclical 4.0%
Energy 4.0%
Industrials 3.7%
Utilities 3.1%
Basic Materials 1.3%