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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $196M AUM Filed Oct 17, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 530 New
Page 4 of 27  ·  530 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 SPY SPDR S&P 500 ETF TR Financial Services 501.0 $334K 0.17% NEW $666.18 +12.6%
62 MS MORGAN STANLEY Financial Services 2,058.0 $327K 0.17% NEW $159.03 +26.8%
63 SPYV SPDR SERIES TRUST 5,842.0 $323K 0.17% NEW $55.33 +10.4%
64 MRK MERCK & CO INC Healthcare 3,772.0 $317K 0.16% NEW $83.94 +43.2%
65 BA BOEING CO Industrials 1,460.0 $315K 0.16% NEW $215.85 +3.9%
66 IVT INVENTRUST PPTYS CORP Real Estate 10,671.0 $305K 0.16% NEW $28.62 +15.5%
67 WPM WHEATON PRECIOUS METALS CORP Basic Materials 2,700.0 $302K 0.15% NEW $111.84 +13.6%
68 MTB M & T BK CORP Financial Services 1,523.0 $301K 0.15% NEW $197.62 +8.8%
69 BMY BRISTOL-MYERS SQUIBB CO Healthcare 6,574.0 $297K 0.15% NEW $45.11 +27.5%
70 VLYPN VALLEY NATL BANCORP Financial Services 27,915.0 $296K 0.15% NEW $10.60 +144.7%
71 LIN LINDE PLC Basic Materials 605.0 $288K 0.15% NEW $475.56 +6.8%
72 CL COLGATE PALMOLIVE CO Consumer Defensive 3,549.0 $284K 0.14% NEW $79.94 +14.2%
73 CMCSA COMCAST CORP NEW Communication Services 8,345.0 $262K 0.13% NEW $31.42 -19.7%
74 WMT WALMART INC Consumer Defensive 2,523.0 $260K 0.13% NEW $103.08 +15.0%
75 AMGN AMGEN INC Healthcare 899.0 $254K 0.13% NEW $282.30 +19.0%
76 FSK FS KKR CAP CORP Financial Services 16,845.0 $251K 0.13% NEW $14.93 -27.5%
77 JLL JONES LANG LASALLE INC Real Estate 816.0 $243K 0.12% NEW $298.28 -2.8%
78 AXP AMERICAN EXPRESS CO Financial Services 715.0 $237K 0.12% NEW $332.16 -5.9%
79 MSI MOTOROLA SOLUTIONS INC Technology 491.0 $225K 0.12% NEW $457.93 -10.7%
80 BX BLACKSTONE INC Financial Services 1,294.0 $221K 0.11% NEW $170.97 -31.0%
Page 4 of 27  ·  530 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 35.8%
Financial Services 23.2%
Consumer Defensive 9.8%
Communication Services 8.0%
Healthcare 5.8%
Consumer Cyclical 4.0%
Energy 4.0%
Industrials 3.7%
Utilities 3.1%
Basic Materials 1.3%