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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $196M AUM Filed Oct 17, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 530 New
Page 16 of 27  ·  530 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 AWK AMERICAN WTR WKS CO INC NEW Utilities 89.0 $12K 0.01% NEW $139.18 -11.0%
302 DIGITALBRIDGE GROUP INC 1,052.0 $12K 0.01% NEW $11.70
303 BLDR BUILDERS FIRSTSOURCE INC Industrials 100.0 $12K 0.01% NEW $121.25 -36.9%
304 TTE TOTALENERGIES SE Energy 200.0 $12K 0.01% NEW $59.69 +46.4%
305 BND VANGUARD BD INDEX FDS 155.0 $12K 0.01% NEW $74.37 -1.3%
306 DINO HF SINCLAIR CORP Energy 218.0 $11K 0.01% NEW $52.34 +30.1%
307 ITB ISHARES TR 105.0 $11K 0.01% NEW $108.19 -14.0%
308 NRG NRG ENERGY INC Utilities 70.0 $11K 0.01% NEW $161.94 -14.4%
309 MMD NYLI MACKAY DEFINEDTERM MUNI Financial Services 745.0 $11K 0.01% NEW $15.13 +2.1%
310 IWB ISHARES TR 30.0 $11K 0.01% NEW $374.73 +9.8%
311 MLPX GLOBAL X FDS 176.0 $11K 0.01% NEW $62.74 +17.6%
312 BCE BCE INC Communication Services 471.0 $11K 0.01% NEW $23.39 +6.6%
313 ASTRAZENECA PLC 143.0 $11K 0.01% NEW $76.73
314 FEZ SPDR INDEX SHS FDS 174.0 $11K 0.01% NEW $62.23 +9.6%
315 SMURFIT WESTROCK PLC 248.0 $11K 0.01% NEW $42.57
316 DD DUPONT DE NEMOURS INC Basic Materials 133.0 $10K 0.01% NEW $77.89 -38.6%
317 BTC GRAYSCALE BITCOIN MINI TR ET Financial Services 204.0 $10K 0.01% NEW $50.63 -36.2%
318 ANET ARISTA NETWORKS INC Technology 70.0 $10K 0.01% NEW $145.70 +7.1%
319 NUVEEN DOW 30 DYNMC OVERWRT 672.0 $10K 0.01% NEW $14.91
320 XLE SELECT SECTOR SPDR TR 111.0 $10K 0.01% NEW $89.33 -36.1%
Page 16 of 27  ·  530 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 35.8%
Financial Services 23.2%
Consumer Defensive 9.8%
Communication Services 8.0%
Healthcare 5.8%
Consumer Cyclical 4.0%
Energy 4.0%
Industrials 3.7%
Utilities 3.1%
Basic Materials 1.3%