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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $664.8B AUM 326 positions Filed Apr 7, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 44 New 125 Added 56 Reduced 45 Exited
Page 1 of 3  ·  56 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 SMH VANECK ETF TRUST 88,265.0 $31.8M 4.78% -2K -1.9% $360.13 +54.5%
2 AAPL APPLE INC Technology 66,993.0 $18.2M 2.74% -3K -4.5% $271.86 +10.4%
3 MSFT MICROSOFT CORP Technology 31,900.0 $15.4M 2.32% -2K -5.9% $483.61 -15.3%
4 BERKSHIRE HATHAWAY INC DEL 19.0 $14.3M 2.16% -1.0 -5.0% $754800.00
5 GOOG ALPHABET INC Communication Services 37,261.0 $11.7M 1.76% -3K -7.3% $313.80 +26.6%
6 RSP INVESCO EXCHANGE TRADED FD T 44,909.0 $8.6M 1.29% -27K -37.6% $191.56 +5.2%
7 SPY SPDR S&P 500 ETF TR Financial Services 12,069.0 $8.2M 1.24% -849.0 -6.6% $681.93 +8.4%
8 USMV ISHARES TR 45,938.0 $4.3M 0.65% -2K -4.3% $94.16 +0.6%
9 IBM INTERNATIONAL BUSINESS MACHS Technology 13,423.0 $4.0M 0.60% -2K -15.0% $296.20 -26.3%
10 CVX CHEVRON CORP NEW Energy 14,395.0 $2.2M 0.33% -233.0 -1.6% $152.41 +22.5%
11 AEM AGNICO EAGLE MINES LTD Basic Materials 8,800.0 $1.5M 0.22% -2K -16.2% $169.53 +6.4%
12 VCSH VANGUARD SCOTTSDALE FDS 18,113.0 $1.4M 0.22% -528.0 -2.8% $79.73 -1.2%
13 PEP PEPSICO INC Consumer Defensive 10,033.0 $1.4M 0.22% -98.0 -1.0% $143.52 +3.6%
14 WMT WALMART INC Consumer Defensive 11,622.0 $1.3M 0.20% -80.0 -0.7% $111.41 +18.9%
15 GS GOLDMAN SACHS GROUP INC Financial Services 1,404.0 $1.2M 0.19% -8.0 -0.6% $879.00 +10.2%
16 TE T1 ENERGY INC Industrials 179,481.0 $1.2M 0.18% -14K -7.1% $6.68 -14.2%
17 SUSA ISHARES TR 8,527.0 $1.2M 0.18% -89.0 -1.0% $139.35 +7.4%
18 RTX RTX CORPORATION Industrials 6,445.0 $1.2M 0.18% -81.0 -1.2% $183.40 -4.2%
19 EFAV ISHARES TR 12,946.0 $1.1M 0.17% -238.0 -1.8% $86.25 +4.6%
20 SWIM LATHAM GROUP INC Industrials 163,366.0 $1.0M 0.16% -65K -28.6% $6.35 -22.7%
Page 1 of 3  ·  56 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 29.9%
Technology 23.5%
Healthcare 10.9%
Industrials 8.9%
Communication Services 7.3%
Consumer Cyclical 7.3%
Energy 5.9%
Basic Materials 3.4%
Consumer Defensive 2.0%
Utilities 0.6%