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Portfolio (Quarterly) Guide ↗

Gladstone Institutional Advisory LLC

· CIK 0001766530
13F Portfolio $2.7B AUM 829 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 108 New 357 Added 287 Reduced 67 Exited
Page 6 of 6  ·  108 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 SHEL SHELL PLC Energy 2,152.0 $200K 0.01% NEW $93.02 -7.9%
102 ICLN ISHARES TR 10,636.0 $195K 0.01% NEW $18.29 +22.5%
103 ONDS ONDAS INC Technology 19,581.0 $177K 0.01% NEW $9.04 +0.2%
104 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 11,558.0 $127K 0.01% NEW $11.02 +0.6%
105 TORTOISE CAPITAL SERIES TRUS 10,365.0 $108K 0.00% NEW $10.43
106 FTCA PUTNAM ETF TRUST 13,200.0 $96K 0.00% NEW $7.28 +0.1%
107 CMPS COMPASS PATHWAYS PLC Healthcare 16,944.0 $94K 0.00% NEW $5.53 +113.6%
108 NFGC NEW FOUND GOLD CORP Basic Materials 12,000.0 $23K 0.00% NEW $1.94 -2.6%
Page 6 of 6  ·  108 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.5%
Financial Services 21.2%
Industrials 9.8%
Consumer Cyclical 8.8%
Communication Services 8.3%
Healthcare 8.3%
Energy 5.7%
Consumer Defensive 4.5%
Utilities 1.7%
Basic Materials 1.2%