BullishAgent BullishAgent Filings Market Earnings Ratings IPOs ETFs Insiders
Screener
Sign in Register
Portfolio (Quarterly) Guide ↗

Altium Capital Management LLC

· CIK 0001746382
13F Portfolio $25M AUM 18 positions Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 18 New 1 Exited
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 ASA ASA GOLD AND PRECIOUS MTLS L Financial Services 52,219.0 $3.1M 12.32% NEW $59.67 +8.5%
2 RVT ROYCE SMALL CAP TRUST INC Financial Services 192,509.0 $3.1M 12.25% NEW $16.10 +11.9%
3 PDX PIMCO DYNAMIC INCOME STRATEG Financial Services 151,007.0 $2.8M 11.21% NEW $18.78 +14.6%
4 NBXG NEUBERGER NEXT GENERATION Financial Services 169,873.0 $2.5M 9.70% NEW $14.44 +7.2%
5 PCQ PIMCO CALIF MUN INCOME FD Financial Services 259,092.0 $2.3M 8.94% NEW $8.73 -0.5%
6 LEO BNY MELLON STRATEGIC MUNS IN Financial Services 262,052.0 $1.7M 6.59% NEW $6.36 -1.3%
7 TY TRI CONTL CORP Financial Services 40,451.0 $1.3M 5.22% NEW $32.66 +6.2%
8 GAM GENERAL AMERN INVS CO INC Financial Services 20,845.0 $1.2M 4.84% NEW $58.73 +9.0%
9 AFB ALLIANCEBERNSTEIN NATL MUN I Financial Services 96,849.0 $1.0M 4.14% NEW $10.82 +1.4%
10 CHW CALAMOS GBL DYN INCOME FUND Financial Services 131,803.0 $977K 3.86% NEW $7.41 +16.6%
11 MXF MEXICO FD INC Financial Services 48,287.0 $972K 3.85% NEW $20.14 +9.3%
12 NUVEEN DOW 30 DYNMC OVERWRT 60,998.0 $931K 3.68% NEW $15.26
13 RMT ROYCE MICRO-CAP TR INC Financial Services 87,078.0 $908K 3.59% NEW $10.43 +27.1%
14 HIGHLAND OPPS & INCOME FD 143,059.0 $855K 3.38% NEW $5.98
15 IIF MORGAN STANLEY INDIA INVT FD Financial Services 29,210.0 $730K 2.88% NEW $24.98 -14.0%
16 JOF JAPAN SMALLER CAPITALIZATION Financial Services 39,775.0 $441K 1.74% NEW $11.08 +5.1%
17 ENDRA LIFE SCIENCES INC 51,900.0 $235K 0.93% NEW $4.53
18 DMA DESTRA MULTI-ALTERNATIVE FD Financial Services 24,559.0 $220K 0.87% NEW $8.97 -21.0%

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 100.0%