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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 41 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
801 NUW NUVEEN AMT FREE MUNICIPAL CF Financial Services 100.0 $1K $10.00 +40.1%
802 OXY OCCIDENTAL PETROLEUM ORD Energy 40.0 $1K $25.00 +137.2%
803 OCUL OCULAR THERAPEUTIX ORD Healthcare 150.0 $1K -20.0 -11.8% $6.67 +58.3%
804 OLPX OLAPLEX HOLDINGS ORD Consumer Cyclical 900.0 $1K -200.0 -18.2% $1.11 +86.3%
805 PCM PCM FUND CF Financial Services 300.0 $1K $3.33 +65.3%
806 PNC PNC FINANCIAL SERVICES GROUP ORD Financial Services 8.0 $1K NEW $125.00 +104.3%
807 PLTR CALL PALANTIR TECHNOLOGIES CL A ORD Technology 16.0 $1K NEW $62.50 +176.6%
808 PCQ PIMCO CALIFORNIA MUNICIPAL INCOME CF Financial Services 200.0 $1K $5.00 +74.2%
809 PNI PIMCO NEW YORK MUNICI INCOME II CF Financial Services 200.0 $1K $5.00 +36.2%
810 POET CALL POET TECHNOLOGIES ORD Technology 103.0 $1K NEW $9.71 -10.3%
811 PSQ CALL PROSHARES SHORT QQQ ETF (PSE) 50.0 $1K +20.0 +66.7% $20.00 +28.7%
812 PCT CALL PURECYCLE TECHNOLOGIES ORD Industrials 200.0 $1K NEW $5.00 +39.7%
813 QS CALL QUANTUMSCAPE CL A ORD Consumer Cyclical 248.0 $1K NEW $4.03 +42.0%
814 RXRX CALL RECURSION PHARMACEUTICALS CL A ORD (NMS) Healthcare 298.0 $1K NEW $3.36 -11.2%
815 RVMD PUT REVOLUTION MEDICINES ORD Healthcare 10.0 $1K NEW $100.00 +112.5%
816 XBI PUT STATE STREET SPDR S&P BIOTCH ETF 8.0 $1K NEW $125.00 +27.1%
817 TMHC CALL TAYLOR MORRISON HOME ORD (NYS) Consumer Cyclical 23.0 $1K NEW $43.48 +66.6%
818 TXN TEXAS INSTRUMENTS ORD Technology 4.0 $1K NEW $250.00 +9.3%
819 NVDY YIELDMAX NVDA OPTN INC STRGY ETF 100.0 $1K NEW $10.00 +28.1%
820 TLRY TILRAY BRANDS ORD Healthcare 300.0 $1K +100.0 +50.0% $3.33 +34.3%
Page 41 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%