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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 40 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 SATS ECHOSTAR CL A ORD Technology 12.0 $1K -10K -99.9% $83.33 +10.3%
782 ERII CALL ENERGY RECOVERY ORD (NMS) Industrials 125.0 $1K NEW $8.00 -1.5%
783 FCEL CALL FUELCELL ENERGY ORD Industrials 50.0 $1K NEW $20.00 +8.5%
784 PEW GRABAGUN DIGITAL HOLDINGS ORD Industrials 750.0 $1K $1.33 +89.0%
785 HWBK HAWTHORN BANCSHARES ORD Financial Services 30.0 $1K $33.33 +19.3%
786 HTGC PUT HERCULES CAPITAL ORD (NYS) Financial Services 100.0 $1K $10.00 +66.5%
787 HTZ HERTZ GLOBAL HLDGS ORD Industrials 500.0 $1K NEW $2.00 +4.0%
788 INFQ CALL INFLEQTION ORD Technology 105.0 $1K NEW $9.52 +35.6%
789 IBM INTERNATIONAL BUSINESS MACHINES ORD Technology 6.0 $1K -1K -99.5% $166.67 +39.6%
790 IAU CALL ISHARES GOLD ETF (PSE) Financial Services 15.0 $1K NEW $66.67 +22.6%
791 KDP KEURIG DR PEPPER ORD Consumer Defensive 40.0 $1K -8K -99.5% $25.00 +23.2%
792 LAC CALL LITHIUM AMERICAS ORD Basic Materials 300.0 $1K NEW $3.33 -11.2%
793 MP MP MATERIALS CL A ORD Basic Materials 20.0 $1K -30.0 -60.0% $50.00 +13.3%
794 MUX CALL MCEWEN ORD Basic Materials 110.0 $1K -166.0 -60.1% $9.09 +102.0%
795 NNN NNN REIT ORD Real Estate 35.0 $1K -112.0 -76.2% $28.57 +60.4%
796 NVTS CALL NAVITAS SEMICONDUCTOR ORD Technology 80.0 $1K NEW $12.50 +5.4%
797 WWJD INSPIRE INTERNATIONAL ETF 30.0 $1K NEW $33.33 +20.8%
798 BLES INSPIRE GLOBAL HOPE ETF 30.0 $1K $33.33 +48.6%
799 NMT NUVEEN MASACHUSET QLTY MNCPL INCM CF Financial Services 100.0 $1K $10.00 +24.1%
800 NAZ NUVEEN ARIZONA QLTY MNCPL INCM CF Financial Services 100.0 $1K $10.00 +23.2%
Page 40 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%