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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 30 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 DAAQ DIGITAL ASSET ACQUISITION CL A ORD Financial Services 1,420.0 $14K 0.01% -200.0 -12.3% $9.86 +5.6%
582 COMP COMPASS CL A ORD Technology 1,100.0 $13K 0.01% $11.82 +4.1%
583 BRZU DIREXION DAILY MSCI BRAZI BUL 2X ETF 150.0 $13K 0.01% NEW $86.67 -3.6%
584 QQQ PUT INVSC QQQ TRUST SRS 1 ETF Financial Services 18.0 $13K 0.01% NEW $722.22 -0.7%
585 TLT CALL ISHARES 20 PLS YEAR TREASURY BND ETF 153.0 $13K 0.01% -22.0 -12.6% $84.97 -3.9%
586 NPFD NUVEEN VARIABLE RATE PREF INCM CF Financial Services 700.0 $13K 0.01% $18.57 +0.3%
587 SLAB CALL SILICON LABORATORIES ORD (NMS) Technology 62.0 $13K 0.01% +48.0 +342.9% $209.68 +4.4%
588 SOFI SOFI TECHNOLOGIES ORD Financial Services 750.0 $13K 0.01% NEW $17.33 +1.9%
589 UGI UGI ORD Utilities 400.0 $13K 0.01% $32.50 +18.2%
590 DATAVAULT AI ORD 37,500.0 $13K 0.01% NEW $0.35
591 M3 BRIGADE ACQUISITION V CL A ORD 1,230.0 $13K 0.01% -97K -98.7% $10.57
592 MQY BLACKROCK MUNIYLD QUALITY FUND CF Financial Services 1,100.0 $12K 0.00% $10.91 +2.2%
593 PHK PIMCO HIGH INCOME CF Financial Services 2,600.0 $12K 0.00% $4.62 -1.4%
594 TRV TRAVELERS COMPANIES ORD Financial Services 39.0 $12K 0.00% NEW $307.69 +19.6%
595 XRPN ARMADA ACQUISITION II CL A ORD Financial Services 1,200.0 $12K 0.00% +210.0 +21.2% $10.00 +5.0%
596 OFS CAPITAL 7 50 NTS 500.0 $12K 0.00% $24.00
597 AXIOM INTELLIGNCE ACQUSTN 1 CL A ORD 1,214.0 $12K 0.00% NEW $9.88
598 HENNESSY CAPITAL INVESTMENT VII ORD 1,160.0 $12K 0.00% -4K -77.5% $10.34
599 BGH BARINGS GLOBAL SHORT DURTN HY CF Financial Services 800.0 $11K 0.00% $13.75 +4.5%
600 CDXS CODEXIS ORD Healthcare 5,000.0 $11K 0.00% -15K -75.0% $2.20 -31.8%
Page 30 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%