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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 7 of 21  ·  405 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 HMY HARMONY GOLD MNG ADR REP 1 ORD Basic Materials 10,000.0 $152K 0.06% NEW $15.20 +31.8%
122 OUSTER 2,402.0 $150K 0.05% NEW $62.45
123 SPY CALL STATE STREET SPDR S&P 500 TRUST ETF Financial Services 200.0 $149K 0.05% NEW $745.00 +3.7%
124 FCEL FUELCELL ENERGY ORD Industrials 3,904.0 $140K 0.05% NEW $35.86 -37.6%
125 CPB THE CAMPBELL S COMPANY ORD Consumer Defensive 6,300.0 $140K 0.05% NEW $22.22 +2.1%
126 INSM INSMED INC Healthcare 1,300.0 $138K 0.05% NEW $106.15 +20.9%
127 ELVN ENLIVEN THERAPEUTICS ORD Healthcare 2,500.0 $126K 0.04% NEW $50.40 +18.1%
128 SKBL SKYLINE BUILDERS GROUP HOLD CL A ORD Industrials 36,500.0 $112K 0.04% NEW $3.07 -8.7%
129 VALARIS ORD 1,500.0 $108K 0.04% NEW $72.00
130 EXK ENDEAVOUR SILVER ORD Basic Materials 13,000.0 $107K 0.04% NEW $8.23 +23.2%
131 KBWB INVSC KBW BANK ETF 1,120.0 $104K 0.04% NEW $92.86 +6.9%
132 PPTA PERPETUA RESOURCES ORD Basic Materials 5,000.0 $103K 0.04% NEW $20.60 +18.4%
133 MESHFLOW ACQUISITION UNT 10,199.0 $102K 0.04% NEW $10.00
134 VALOR GOLD ORD 38,126.0 $99K 0.04% NEW $2.60
135 GDYN GRID DYNAMICS HOLDINGS CL A ORD Technology 17,500.0 $99K 0.04% NEW $5.66 +32.6%
136 IHI ISHARES US MEDICAL DEVICES ETF 2,000.0 $98K 0.04% NEW $49.00 +12.4%
137 IAG IAMGOLD ORD Basic Materials 6,000.0 $95K 0.03% NEW $15.83 +20.3%
138 SVAQ SILICON VALLEY ACQUISITION CL A ORD Financial Services 9,500.0 $95K 0.03% NEW $10.00 +0.5%
139 AMERICAS GOLD AND SILVER ORD 20,000.0 $94K 0.03% NEW $4.70
140 INTS INTENSITY THERAPEUTICS ORD Healthcare 22,000.0 $90K 0.03% NEW $4.09 +1.4%
Page 7 of 21  ·  405 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%