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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 18 of 21  ·  405 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 AEO CALL AMERICAN EAGLE OUTFITTERS ORD (NYS) Consumer Cyclical 50.0 NEW
342 APH AMPHENOL CL A ORD Technology 5.0 NEW
343 ARRY CALL ARRAY TECHNOLOGIES ORD (NMS) Energy 100.0 NEW
344 ARVN ARVINAS ORD Healthcare 80.0 NEW
345 ASM CALL AVINO SILVER GOLD ORD Basic Materials 70.0 NEW
346 BCBP PUT BCB BANCORP ORD Financial Services 45.0 NEW
347 BAND BANDWIDTH CL A ORD Technology 5.0 NEW
348 VXX PUT BARCLAYS IPTH SRS B S&P SHRT TRM ETN (BAT) Financial Services 20.0 NEW
349 CSIQ CALL CANADIAN SOLAR ORD (NMS) Energy 20.0 NEW
350 CHTR CHARTER COMMUNICATIONS CL A ORD Communication Services 5.0 NEW
351 CHWY CALL CHEWY CL A ORD Consumer Cyclical 30.0 NEW
352 CDE CALL COEUR MINING ORD (NYS) Basic Materials 3.0 NEW
353 CPNG CALL COUPANG CL A ORD (NYS) Consumer Cyclical 25.0 NEW
354 DASH CALL DOORDASH CL A ORD Communication Services 3.0 NEW
355 EGO CALL ELDORADO GOLD ORD (NYS) Basic Materials 23.0 NEW
356 NRGV CALL ENERGY VAULT HOLDINGS ORD Utilities 99.0 NEW
357 FRMI CALL FERMI ORD Utilities 69.0 NEW
358 FLNC FLUENCE ENERGY CL A ORD Utilities 6.0 NEW
359 FPS FORGENT POWER SOLUTIONS CL A ORD Industrials 1.0 NEW
360 FIGR CALL FIGURE TECHNOLOGY SOLUTIONS CL A ORD (NMS) Financial Services 10.0 NEW
Page 18 of 21  ·  405 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%