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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 17 of 21  ·  405 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 QS CALL QUANTUMSCAPE CL A ORD Consumer Cyclical 248.0 $1K NEW $4.03 +45.1%
322 RXRX CALL RECURSION PHARMACEUTICALS CL A ORD (NMS) Healthcare 298.0 $1K NEW $3.36 -10.4%
323 RVMD PUT REVOLUTION MEDICINES ORD Healthcare 10.0 $1K NEW $100.00 +113.9%
324 XBI PUT STATE STREET SPDR S&P BIOTCH ETF 8.0 $1K NEW $125.00 +27.6%
325 TMHC CALL TAYLOR MORRISON HOME ORD (NYS) Consumer Cyclical 23.0 $1K NEW $43.48 +66.6%
326 TXN TEXAS INSTRUMENTS ORD Technology 4.0 $1K NEW $250.00 +9.4%
327 NVDY YIELDMAX NVDA OPTN INC STRGY ETF 100.0 $1K NEW $10.00 +28.9%
328 UAMY CALL UNITED STATES ANTIMONY ORD (ASE) Basic Materials 150.0 $1K NEW $6.67 -19.3%
329 SMH PUT VANECK SEMICONDUCTOR ETF 2.0 $1K NEW $500.00 +14.6%
330 ZM CALL ZOOM COMMUNICATIONS CL A ORD Technology 14.0 $1K NEW $71.43 +47.0%
331 FEDERL HOME LOAN MRTG 5.57 PERP PRF 200.0 $1K NEW $5.00
332 FEDERAL NATIONAL MORTGAGE ORD 200.0 $1K NEW $5.00
333 CALL HAWKEYE 360 ORD 50.0 $1K NEW $20.00
334 T AT&T ORD Communication Services 10.0 NEW
335 AXTI CALL AXT ORD Technology 5.0 NEW
336 ADEA CALL ADEIA ORD Technology 14.0 NEW
337 MSOS CALL ADVISORSHARES PURE US CANNABIS ETF 124.0 NEW
338 AVEX AEVEX CL A ORD Industrials 22.0 NEW
339 OPTU PUT OPTIMUM COMMUNICATIONS CL A ORD Communication Services 410.0 NEW
340 AMZN CALL AMAZON COM ORD Consumer Cyclical 3.0 NEW
Page 17 of 21  ·  405 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%