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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 14 of 21  ·  405 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 NOC NORTHROP GRUMMAN ORD Industrials 10.0 $5K 0.00% NEW $500.00 +17.3%
262 SMR NUSCALE POWER CL A ORD Utilities 500.0 $5K 0.00% NEW $10.00 -9.9%
263 DEEP FISSION ORD 500.0 $5K 0.00% NEW $10.00
264 FIFTH THRD BNCRP 40 DS RP CL B PRF 220.0 $5K 0.00% NEW $22.73
265 M3 BRIGADE ACQUISITION VI CL A ORD 500.0 $5K 0.00% NEW $10.00
266 ZOOZ STRATEGY ORD 1,000.0 $5K 0.00% NEW $5.00
267 AA CALL ALCOA ORD Basic Materials 93.0 $4K 0.00% NEW $43.01 +17.5%
268 COLD AMERICOLD REALTY ORD Real Estate 300.0 $4K 0.00% NEW $13.33 +11.9%
269 ARI APOLLO COMM REAL EST FIN REIT ORD Real Estate 400.0 $4K 0.00% NEW $10.00 -31.6%
270 BSX CALL BOSTON SCIENTIFIC ORD (NYS) Healthcare 100.0 $4K 0.00% NEW $40.00 +30.4%
271 PINS PINTEREST CL A ORD Communication Services 199.0 $4K 0.00% NEW $20.10 +16.7%
272 PAGP PLAINS GP HOLDINGS LMT PART CL A UNT Energy 200.0 $4K 0.00% NEW $20.00 +30.7%
273 XLE CALL STATE STRET ENRGY SLECT SEC SPDR ETF 79.0 $4K 0.00% NEW $50.63 +24.8%
274 RNA ATRIUM THERAPEUTICS ORD Healthcare 260.0 $3K 0.00% NEW $11.54 +11.8%
275 BA CALL BOEING ORD Industrials 15.0 $3K 0.00% NEW $200.00 +12.6%
276 CELH CELSIUS HOLDINGS ORD Consumer Defensive 125.0 $3K 0.00% NEW $24.00 +23.5%
277 CIEN CALL CIENA ORD Technology 8.0 $3K 0.00% NEW $375.00 +12.4%
278 UUUU CALL ENERGY FUELS ORD Energy 250.0 $3K 0.00% NEW $12.00 +19.2%
279 LIFE ETHOS TECHNOLOGIES CL A ORD Financial Services 179.0 $3K 0.00% NEW $16.76 +100.1%
280 KWEB CALL KRANESHARES CSI CHINA INTERNET ETF 149.0 $3K 0.00% NEW $20.13 +33.3%
Page 14 of 21  ·  405 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%