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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 11 of 21  ·  405 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 PERSHING SQUARE ORD 950.0 $31K 0.01% NEW $32.63
202 MSFT CALL MICROSOFT ORD Technology 81.0 $30K 0.01% NEW $370.37 +29.7%
203 NKE PUT NIKE CL B ORD Consumer Cyclical 750.0 $30K 0.01% NEW $40.00 -2.3%
204 USAU U S GOLD ORD Basic Materials 2,000.0 $30K 0.01% NEW $15.00 -0.9%
205 BABA ALIBABA GROUP HOLDING ADR REP 8 ORD Consumer Cyclical 300.0 $28K 0.01% NEW $93.33 +33.6%
206 ARE ALEXANDRIA REAL ESTATE EQ REIT ORD Real Estate 500.0 $26K 0.01% NEW $52.00 -9.7%
207 SERV SERVE ROBOTICS ORD Industrials 4,000.0 $26K 0.01% NEW $6.50 -24.6%
208 HEICO CL A ORD 102.0 $26K 0.01% NEW $254.90
209 IPSC CENTURY THERAPEUTICS ORD Healthcare 10,000.0 $24K 0.01% NEW $2.40 -18.8%
210 EWBC EAST WEST BANCORP ORD Financial Services 191.0 $24K 0.01% NEW $125.65 +7.9%
211 MRVI MARAVAI LIFESCIENCES CL A ORD Healthcare 4,000.0 $24K 0.01% NEW $6.00 -5.3%
212 CABA CABALETTA BIO ORD Healthcare 7,500.0 $23K 0.01% NEW $3.07 -5.8%
213 NRGV ENERGY VAULT HOLDINGS ORD Utilities 4,975.0 $23K 0.01% NEW $4.62 -17.4%
214 FNV CALL FRANCO NEVADA ORD Basic Materials 112.0 $23K 0.01% NEW $205.36 +16.2%
215 LWLG LIGHTWAVE LOGIC ORD Basic Materials 2,488.0 $23K 0.01% NEW $9.24 -19.7%
216 GRANITE PNT MRTGG TR 7 00 SRS A PRF 1,294.0 $22K 0.01% NEW $17.00
217 ACRES COMMERCL RLTY 7 875 SRS D PRF 1,000.0 $21K 0.01% NEW $21.00
218 NVDA CALL NVIDIA ORD Technology 100.0 $20K 0.01% NEW $200.00 +12.5%
219 POET POET TECHNOLOGIES ORD Technology 1,990.0 $20K 0.01% NEW $10.05 -6.5%
220 HERITAGE NOLA BANCORP ORD (PNK) 1,000.0 $19K 0.01% NEW $19.00
Page 11 of 21  ·  405 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%