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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 7 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 AZN ASTRAZENECA PLC Healthcare 473,389.0 $93.2M 0.17% NEW $196.94 -7.0%
122 IWR ISHARES TR 949,587.0 $92.3M 0.16% +24K +2.6% $97.23 +6.6%
123 HON HONEYWELL INTL INC Industrials 401,565.0 $90.8M 0.16% +6K +1.5% $226.03 -5.3%
124 BAC BANK AMERICA CORP Financial Services 1,854,660.0 $90.4M 0.16% -15K -0.8% $48.75 +2.7%
125 IVE ISHARES TR 426,428.0 $90.0M 0.16% +17K +4.1% $211.15 +5.8%
126 XLE SELECT SECTOR SPDR TR 1,436,875.0 $88.0M 0.16% -106K -6.9% $61.26 -4.0%
127 MGK VANGUARD WORLD FD 239,281.0 $87.9M 0.16% -5K -2.1% $367.44 -75.9%
128 CB CHUBB LTD SWITZ Financial Services 268,873.0 $87.7M 0.15% $326.03 -0.1%
129 CEG CONSTELLATION ENERGY CORP Utilities 308,905.0 $86.3M 0.15% +99K +47.5% $279.25 -5.2%
130 XLV SELECT SECTOR SPDR TR 584,921.0 $85.8M 0.15% +8K +1.4% $146.61 -1.5%
131 VOT VANGUARD INDEX FDS 328,146.0 $84.4M 0.15% -96K -22.7% $257.35 +10.7%
132 BIV VANGUARD BD INDEX FDS 1,087,410.0 $83.9M 0.15% +809K +290.2% $77.18 -1.4%
133 DVY ISHARES TR 551,385.0 $83.5M 0.15% +44K +8.6% $151.41 +0.1%
134 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 664,658.0 $83.4M 0.15% +15K +2.2% $125.46 +6.5%
135 APH AMPHENOL CORP Technology 646,855.0 $81.7M 0.14% +108K +20.1% $126.35 -3.1%
136 EPD ENTERPRISE PRODS PARTNERS L Energy 2,144,188.0 $81.1M 0.14% +103K +5.1% $37.84 +3.1%
137 FITB FIFTH THIRD BANCORP Financial Services 1,744,519.0 $81.1M 0.14% $46.46 +2.3%
138 XLI SELECT SECTOR SPDR TR 488,458.0 $79.0M 0.14% -12K -2.4% $161.73 +5.6%
139 WMB WILLIAMS COS INC Energy 1,083,494.0 $78.9M 0.14% -10K -0.9% $72.78 +6.0%
140 VONG VANGUARD SCOTTSDALE FDS 716,080.0 $78.5M 0.14% +351K +96.4% $109.69 +16.6%
Page 7 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%