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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 37 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 XLB SELECT SECTOR SPDR TR 184,313.0 $8.4M 0.01% NEW $45.35 +10.3%
722 IYR ISHARES TR 88,782.0 $8.3M 0.01% NEW $93.89 +9.2%
723 VAW VANGUARD WORLD FD 39,978.0 $8.3M 0.01% NEW $207.55 +9.2%
724 PTNQ PACER FDS TR 105,316.0 $8.3M 0.01% NEW $78.65 +9.4%
725 VSS VANGUARD INTL EQUITY INDEX F 57,694.0 $8.3M 0.01% NEW $143.33 +10.7%
726 ASTS AST SPACEMOBILE INC Technology 113,696.0 $8.3M 0.01% NEW $72.63 +32.5%
727 ABNB AIRBNB INC Consumer Cyclical 60,652.0 $8.2M 0.01% NEW $135.72 -1.1%
728 EXC EXELON CORP Utilities 188,468.0 $8.2M 0.01% NEW $43.59 +4.0%
729 SCCO SOUTHERN COPPER CORP Basic Materials 57,077.0 $8.2M 0.01% NEW $143.47 +21.3%
730 USHY ISHARES TR 218,521.0 $8.2M 0.01% NEW $37.40 -1.1%
731 STKL SUNOPTA INC Consumer Defensive 2,150,385.0 $8.2M 0.01% NEW $3.80 +71.1%
732 FSCO FS CREDIT OPPORTUNITIES CORP Financial Services 1,295,650.0 $8.2M 0.01% NEW $6.30 -21.3%
733 AVAV AEROVIRONMENT INC Industrials 33,477.0 $8.1M 0.01% NEW $241.89 -32.6%
734 SCI SERVICE CORP INTL Consumer Cyclical 103,362.0 $8.1M 0.01% NEW $77.97 -0.6%
735 ARKK ARK ETF TR 104,689.0 $8.1M 0.01% NEW $76.92 -0.4%
736 NLR VANECK ETF TRUST 64,678.0 $8.0M 0.01% NEW $124.20 +4.6%
737 ACGL ARCH CAP GROUP LTD Financial Services 83,341.0 $8.0M 0.01% NEW $95.92 +0.2%
738 DISV DIMENSIONAL ETF TRUST 209,545.0 $8.0M 0.01% NEW $38.00 +11.1%
739 HFXI NEW YORK LIFE INVESTMENTS ET 245,175.0 $8.0M 0.01% NEW $32.45 +14.3%
740 QTUM ETF SER SOLUTIONS 72,210.0 $7.9M 0.01% NEW $109.66 +36.2%
Page 37 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%