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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 28 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 MLPA GLOBAL X FDS 271,113.0 $14.6M 0.03% -128K -32.1% $53.87 +3.2%
542 UTI UNIVERSAL TECHNICAL INST INC Consumer Defensive 404,195.0 $14.6M 0.03% -86K -17.5% $36.10 +2.7%
543 GILD GILEAD SCIENCES INC Healthcare 104,165.0 $14.5M 0.03% +15K +17.2% $139.37 -6.4%
544 TFC TRUIST FINL CORP Financial Services 315,399.0 $14.5M 0.03% -34K -9.8% $45.97 +4.4%
545 DON WISDOMTREE TR 274,964.0 $14.4M 0.03% $52.54 +4.4%
546 FEZ SPDR INDEX SHS FDS 232,271.0 $14.4M 0.03% +10K +4.4% $62.08 +8.7%
547 NAC NUVEEN CA DIVI ADV MUN Financial Services 1,222,961.0 $14.2M 0.03% +32K +2.7% $11.65 +0.7%
548 VGK VANGUARD INTL EQUITY INDEX F 172,820.0 $14.2M 0.03% +22K +14.8% $82.43 +7.7%
549 CL COLGATE PALMOLIVE CO Consumer Defensive 166,794.0 $14.2M 0.03% -15K -8.5% $85.23 +6.1%
550 FFIV F5 INC Technology 48,914.0 $14.2M 0.03% +20K +70.5% $289.33 +32.6%
551 BLFS BIOLIFE SOLUTIONS INC Healthcare 741,352.0 $14.1M 0.03% +35K +5.0% $19.08 +29.7%
552 COPX GLOBAL X FDS 184,925.0 $14.1M 0.03% -6K -3.3% $76.35 +8.7%
553 GSIE GOLDMAN SACHS ETF TR 327,047.0 $14.1M 0.03% +40K +13.8% $43.13 +6.2%
554 AWK AMERICAN WTR WKS CO INC NEW Utilities 103,309.0 $14.1M 0.03% -35K -25.4% $136.09 -9.0%
555 FTCS FIRST TR EXCHANGE-TRADED FD 151,471.0 $14.1M 0.03% -35K -18.9% $92.76 +1.0%
556 BXMT BLACKSTONE MORTGAGE TRUST IN Real Estate 728,986.0 $14.0M 0.03% +17K +2.4% $19.15 -6.1%
557 ITW ILLINOIS TOOL WKS INC Industrials 53,601.0 $14.0M 0.03% -68K -55.8% $260.29 -4.0%
558 TKR TIMKEN CO Industrials 138,576.0 $13.9M 0.03% -23K -14.1% $100.57 +16.5%
559 LMAT LEMAITRE VASCULAR INC Healthcare 127,106.0 $13.9M 0.03% -38K -23.2% $109.17 -8.8%
560 VOOG VANGUARD ADMIRAL FDS INC 34,034.0 $13.9M 0.03% +399.0 +1.2% $407.70 -79.9%
Page 28 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%