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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 233 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4641 IMNM IMMUNOME INC Healthcare 4.0 $87.0 NEW $21.75 +1.2%
4642 SPCE VIRGIN GALACTIC HOLDINGS INC Industrials 35.0 $85.0 +15.0 +75.0% $2.43 +18.6%
4643 RVT ROYCE SMALL CAP TRUST INC Financial Services 5.0 $83.0 NEW $16.60 +8.6%
4644 ANDG ANDERSEN GROUP INC Consumer Cyclical 3.0 $82.0 NEW $27.33 +28.4%
4645 NEXXEN INTL LTD 11.0 $72.0 $6.55
4646 CANOPY GROWTH CORPORATION 73.0 $69.0 $0.95
4647 WOLF WOLFSPEED INC Technology 4.0 $65.0 +1.0 +33.3% $16.25 +330.5%
4648 ENVOY MEDICAL INC 933.0 $62.0 NEW $0.07
4649 TTGT TECHTARGET INC Communication Services 16.0 $62.0 $3.88 +27.2%
4650 TRISALUS LIFE SCIENCES INC 50.0 $60.0 NEW $1.20
4651 METCB RAMACO RES INC Energy 5.0 $51.0 $10.20 +0.7%
4652 PLBY PLAYBOY INC Consumer Cyclical 25.0 $38.0 -7.0 -21.9% $1.52 -12.5%
4653 ATARA BIOTHERAPEUTICS INC 8.0 $38.0 $4.75
4654 FIIG FIRST TR EXCHANGE-TRADED FD 1.0 $36.0 -616.0 -99.8% $36.00 -42.8%
4655 AURORA CANNABIS INC 10.0 $33.0 $3.30
4656 WRD WERIDE INC Technology 4.0 $32.0 NEW $8.00 -5.0%
4657 374WATER INC 10.0 $28.0 -305.0 -96.8% $2.80
4658 BLRX BIOLINE RX LIMITED Healthcare 12.0 $28.0 $2.33 +27.7%
4659 AYTU BIOPHARMA INC 10.0 $27.0 NEW $2.70
4660 SKYE BIOSCIENCE INC 39.0 $24.0 $0.62
Page 233 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%