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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 233 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4641 METCB RAMACO RES INC Energy 5.0 $59.0 NEW $11.80 -13.0%
4642 EHTH EHEALTH INC Financial Services 12.0 $55.0 NEW $4.58 -61.6%
4643 WOLF WOLFSPEED INC Technology 3.0 $52.0 NEW $17.33 +303.6%
4644 ULCC FRONTIER GROUP HLDGS INC Industrials 11.0 $52.0 NEW $4.73 +2.6%
4645 WESTPORT FUEL SYSTEMS INC 30.0 $47.0 NEW $1.57
4646 GDRX GOODRX HLDGS INC Healthcare 17.0 $46.0 NEW $2.71 -8.0%
4647 AURORA CANNABIS INC 10.0 $42.0 NEW $4.20
4648 MGNX MACROGENICS INC Healthcare 25.0 $40.0 NEW $1.60 +160.0%
4649 BCYC BICYCLE THERAPEUTICS PLC Healthcare 5.0 $35.0 NEW $7.00 -36.4%
4650 BLRX BIOLINE RX LIMITED Healthcare 12.0 $33.0 NEW $2.75 +8.4%
4651 SKYE BIOSCIENCE INC 39.0 $29.0 NEW $0.74
4652 HCAT HEALTH CATALYST INC Healthcare 11.0 $26.0 NEW $2.36 -49.7%
4653 MANU MANCHESTER UTD PLC NEW Communication Services 1.0 $16.0 NEW $16.00 +22.4%
4654 EXFY EXPENSIFY INC Technology 10.0 $15.0 NEW $1.50 -24.0%
4655 WORKHORSE GROUP INC 3.0 $15.0 NEW $5.00
4656 FUND SPROTT FOCUS TR INC Financial Services 1.0 $13.0 NEW $13.00 -20.3%
4657 ARDX ARDELYX INC Healthcare 2.0 $12.0 NEW $6.00 +3.8%
4658 TENAX THERAPEUTICS INC 1.0 $12.0 NEW $12.00
4659 FLNA CASSAVA SCIENCES INC Healthcare 5.0 $10.0 NEW $2.00 -41.0%
4660 PAYSAFE LIMITED 1.0 $8.0 NEW $8.00
Page 233 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%