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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 231 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4601 AHRT AH RLTY TR INC Financial Services 38.0 $209.0 -43.0 -53.1% $5.50 +18.0%
4602 OLPX OLAPLEX HLDGS INC Consumer Cyclical 100.0 $203.0 -123.0 -55.2% $2.03 +0.0%
4603 SNDL INC 150.0 $198.0 NEW $1.32
4604 SKILLZ INC 76.0 $197.0 $2.59
4605 PLCE CHILDRENS PL INC NEW Consumer Cyclical 58.0 $195.0 NEW $3.36 -3.6%
4606 BBUC BROOKFIELD BUSINESS CORP Financial Services 6.0 $190.0 NEW $31.67 +4.6%
4607 LNSR LENSAR INC Healthcare 30.0 $179.0 $5.97 -7.2%
4608 MADISON SQUARE GARDEN ENTMT 3.0 $177.0 $59.00
4609 SPT SPROUT SOCIAL INC Technology 30.0 $171.0 $5.70 +5.3%
4610 GABELLI EQUITY TR INC 24,030.0 $168.0 NEW $0.01
4611 HNRG HALLADOR ENERGY COMPANY Energy 10.0 $163.0 -168.0 -94.4% $16.30 +19.0%
4612 FIRST TR HIGH YIELD OPPRT 20 12.0 $162.0 NEW $13.50
4613 NHC NATIONAL HEALTHCARE CORP Healthcare 1.0 $160.0 -2.0 -66.7% $160.00 +23.7%
4614 INTEGRA RES CORP 58.0 $158.0 NEW $2.72
4615 ISHARES TR 7.0 $156.0 $22.29
4616 WESTPORT FUEL SYSTEMS INC 85.0 $155.0 +55.0 +183.3% $1.82
4617 AVAH AVEANNA HEALTHCARE HLDGS INC Healthcare 24.0 $155.0 NEW $6.46 +19.5%
4618 OCGN OCUGEN INC Healthcare 84.0 $152.0 NEW $1.81 -19.3%
4619 NNBR NN INC Industrials 100.0 $145.0 $1.45 +53.1%
4620 QUANTUM BIOPHARMA LTD 30.0 $145.0 $4.83
Page 231 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%