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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 230 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4581 VEON LTD 8.0 $370.0 NEW $46.25
4582 IDE VOYA INFRASTRUCTURE INDLS & Financial Services 29.0 $362.0 NEW $12.48 +10.2%
4583 GAME GAMESQUARE HLDGS INC Technology 1,342.0 $362.0 $0.27 +42.1%
4584 ASIX ADVANSIX INC Basic Materials 14.0 $355.0 $25.36 -16.1%
4585 BKE BUCKLE INC Consumer Cyclical 7.0 $353.0 NEW $50.43 -5.4%
4586 HZO MARINEMAX INC Consumer Cyclical 13.0 $352.0 NEW $27.08 +20.3%
4587 PEO ADAM NAT RES FD INC Financial Services 12.0 $334.0 NEW $27.83 -4.8%
4588 JBSS SANFILIPPO JOHN B & SON INC Consumer Defensive 4.0 $317.0 NEW $79.25 -3.6%
4589 XFLT XAI OCTAGN FLT RAT & ALT INM Financial Services 17.0 $292.0 NEW $17.18 +9.9%
4590 GDRX GOODRX HLDGS INC Healthcare 140.0 $274.0 +123.0 +723.5% $1.96 +24.7%
4591 NPK NATIONAL PRESTO INDS INC Industrials 2.0 $274.0 -3.0 -60.0% $137.00 +1.5%
4592 SCHL SCHOLASTIC CORP Communication Services 7.0 $273.0 $39.00 +0.0%
4593 SWIM LATHAM GROUP INC Industrials 50.0 $269.0 NEW $5.38 -10.2%
4594 XRX XEROX HOLDINGS CORP Technology 193.0 $249.0 +5.0 +2.7% $1.29 +107.7%
4595 IMCR IMMUNOCORE HLDGS PLC Healthcare 8.0 $241.0 -1K -99.4% $30.12 -6.2%
4596 SLN SILENCE THERAPEUTICS PLC Healthcare 45.0 $237.0 $5.27 +17.2%
4597 QURE UNIQURE NV Healthcare 14.0 $229.0 -233.0 -94.3% $16.36 +58.0%
4598 AOSL ALPHA & OMEGA SEMICONDUCTOR Technology 10.0 $222.0 $22.20 +75.8%
4599 INSEEGO CORP 20.0 $222.0 $11.10
4600 GENC GENCOR INDS INC Industrials 14.0 $210.0 NEW $15.00 -1.2%
Page 230 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%