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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 223 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4441 ZIP ZIPRECRUITER INC Industrials 824.0 $2K +547.0 +197.5% $1.84 +90.8%
4442 PSP INVESCO EXCHANGE TRADED FD T 26.0 $1K NEW $56.54 +5.5%
4443 ACP ABRDN INCOME CREDIT STRATEGI Financial Services 282.0 $1K -4K -93.2% $5.10 +4.7%
4444 PFL PIMCO INCOME STRATEGY FD Financial Services 178.0 $1K -655.0 -78.6% $8.01 -4.3%
4445 EZPW EZCORP INC Financial Services 56.0 $1K +28.0 +100.0% $25.38 +30.0%
4446 ASUR ASURE SOFTWARE INC Technology 165.0 $1K $8.60 -0.1%
4447 ACMR ACM RESH INC Technology 36.0 $1K NEW $39.36 +60.7%
4448 WBTN WEBTOON ENTMT INC Technology 153.0 $1K -2K -92.7% $9.19 +31.6%
4449 NX QUANEX BLDG PRODS CORP Industrials 78.0 $1K -419.0 -84.3% $17.97 -7.6%
4450 VSTS VESTIS CORPORATION Industrials 177.0 $1K -128.0 -42.0% $7.86 +55.8%
4451 NIQ GLOBAL INTELLIGENCE PLC 120.0 $1K $11.37
4452 FTF FRANKLIN LTD DURATION INCOME Financial Services 233.0 $1K NEW $5.83 +0.2%
4453 DOMO DOMO INC Technology 443.0 $1K +317.0 +251.6% $3.06 +20.3%
4454 MBUU MALIBU BOATS INC Consumer Cyclical 52.0 $1K NEW $25.92 +1.1%
4455 HAUZ DBX ETF TR 58.0 $1K NEW $22.60 +2.7%
4456 ELME COMMUNITIES 647.0 $1K -43.0 -6.2% $2.01
4457 CTEV CLARITEV CORPORATION Healthcare 79.0 $1K +58.0 +276.2% $16.34 -15.1%
4458 OMDA OMADA HEALTH INC Healthcare 100.0 $1K $12.57 +31.7%
4459 BDN BRANDYWINE RLTY TR Real Estate 462.0 $1K -2K -80.3% $2.71 +11.7%
4460 ONESTREAM INC 52.0 $1K -358.0 -87.3% $24.00
Page 223 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%