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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 220 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4381 SIX FLAGS ENTERTAINMENT CORP 135.0 $2K +37.0 +37.8% $17.75
4382 GUT GABELLI UTIL TR Financial Services 395.0 $2K $6.05 +1.6%
4383 EVH EVOLENT HEALTH INC Healthcare 1,046.0 $2K -4K -80.3% $2.28 +73.7%
4384 APLE APPLE HOSPITALITY REIT INC Real Estate 207.0 $2K -494.0 -70.5% $11.51 +22.4%
4385 EFR EATON VANCE SR FLTNG RTE TR Financial Services 225.0 $2K $10.54 -1.4%
4386 GWH ESS TECH INC Industrials 2,024.0 $2K NEW $1.17 -26.5%
4387 CDLX CARDLYTICS INC Communication Services 2,250.0 $2K $1.05 -42.3%
4388 LEGH LEGACY HOUSING CORP Consumer Cyclical 115.0 $2K +83.0 +259.4% $20.43 +8.1%
4389 MTLS MATERIALISE NV Technology 475.0 $2K NEW $4.94 +15.0%
4390 OXLC OXFORD LANE CAP CORP Financial Services 239.0 $2K -24K -99.0% $9.78 +2.0%
4391 STRW STRAWBERRY FIELDS REIT INC Real Estate 192.0 $2K +153.0 +392.3% $11.90 +9.7%
4392 INVA INNOVIVA INC Healthcare 98.0 $2K +65.0 +197.0% $23.31 -5.7%
4393 AIRO AIRO GROUP HLDGS INC Industrials 300.0 $2K $7.61 -21.0%
4394 RXO RXO INC Industrials 156.0 $2K -116.0 -42.6% $14.62 +27.9%
4395 CAPE DOUBLELINE ETF TRUST 73.0 $2K $31.18 +4.3%
4396 IMXI INTERNATIONAL MONEY EXPRESS Technology 144.0 $2K +52.0 +56.5% $15.81 -2.8%
4397 UNIT UNITI GROUP LLC Real Estate 240.0 $2K +59.0 +32.6% $9.38 +17.8%
4398 ANVS ANNOVIS BIO INC Healthcare 1,000.0 $2K $2.23 -8.1%
4399 CHGG CHEGG INC Consumer Defensive 3,000.0 $2K $0.74 +38.9%
4400 SGC SUPERIOR GROUP OF CO INC Consumer Cyclical 216.0 $2K +173.0 +402.3% $10.16 +14.8%
Page 220 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%