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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 217 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4321 CENTRAIS ELET BRAS SA 271.0 $3K NEW $12.53
4322 AISP AIRSHIP AI HLDGS INC Technology 1,500.0 $3K NEW $2.26 +5.8%
4323 CORE LABORATORIES INC 201.0 $3K $16.83
4324 SIGA SIGA TECHNOLOGIES INC Healthcare 630.0 $3K +456.0 +262.1% $5.35 -22.1%
4325 TDUP THREDUP INC Consumer Cyclical 1,026.0 $3K +743.0 +262.5% $3.28 +25.0%
4326 YTRA YATRA ONLINE INC Consumer Cyclical 3,000.0 $3K $1.11 -21.6%
4327 AMERICAS GOLD AND SILVER COR 635.0 $3K NEW $5.22
4328 VIZSLA SILVER CORP 1,000.0 $3K -1K -50.0% $3.30
4329 RLJ RLJ LODGING TR Real Estate 439.0 $3K +8.0 +1.9% $7.43 +20.4%
4330 UWMC UWM HOLDINGS CORPORATION Financial Services 894.0 $3K NEW $3.62 -17.1%
4331 LE LANDS END INC NEW Consumer Cyclical 288.0 $3K +230.0 +396.6% $11.24 -2.4%
4332 HUDSON PACIFIC PROPERTIES IN 541.0 $3K +157.0 +40.9% $5.91
4333 NXDR NEXTDOOR HOLDINGS INC Communication Services 2,273.0 $3K +2K +306.6% $1.40 +45.0%
4334 RAAX VANECK ETF TRUST 78.0 $3K NEW $40.71 +3.0%
4335 MGEE MGE ENERGY INC Utilities 41.0 $3K -2K -98.3% $77.29 -3.8%
4336 BMEA BIOMEA FUSION INC Healthcare 2,000.0 $3K $1.53 -18.3%
4337 LITHIUM ARGENTINA AG 458.0 $3K -60.0 -11.6% $6.68
4338 FWRD FORWARD AIR CORP Industrials 182.0 $3K +12.0 +7.1% $16.71 -47.6%
4339 FLWS 1 800 FLOWERS COM INC Consumer Cyclical 1,000.0 $3K $3.04 +42.4%
4340 FBK FB FINL CORP Financial Services 57.0 $3K -87.0 -60.4% $52.77 -2.8%
Page 217 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%