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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 216 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4301 CHMI CHERRY HILL MTG INVT CORP Real Estate 1,469.0 $4K +51.0 +3.6% $2.50 -2.5%
4302 AVO MISSION PRODUCE INC Consumer Defensive 267.0 $4K $13.76 -10.2%
4303 QUIK QUICKLOGIC CORP Technology 390.0 $4K $9.38 +81.7%
4304 SENS SENSEONICS HLDGS INC Healthcare 540.0 $4K $6.66 -18.0%
4305 IFLN INVESCO EXCH TRADED FD TR II 200.0 $4K $17.94 +0.4%
4306 IEUS ISHARES TR 54.0 $4K NEW $66.33 +7.9%
4307 STEM INC 402.0 $4K -5.0 -1.2% $8.84
4308 EXPI EXP WORLD HLDGS INC Real Estate 592.0 $4K -44.0 -6.9% $5.99 -21.7%
4309 INOVIO PHARMACEUTICALS INC 2,037.0 $4K $1.74
4310 GHYB GOLDMAN SACHS ETF TR 79.0 $4K +1.0 +1.3% $44.73 -0.6%
4311 HLLY HOLLEY INC Consumer Cyclical 1,143.0 $4K -776.0 -40.4% $3.07 -15.0%
4312 IDN INTELLICHECK MOBILISA INC Technology 500.0 $3K $6.99 -38.1%
4313 MCS MARCUS CORP DEL Communication Services 203.0 $3K +162.0 +395.1% $17.17 +4.7%
4314 ECON COLUMBIA ETF TR II 120.0 $3K $28.97 +15.5%
4315 SKYX SKYX PLATFORMS CORP Industrials 3,100.0 $3K -900.0 -22.5% $1.12 -4.9%
4316 MPAA MOTORCAR PTS AMER INC Consumer Cyclical 313.0 $3K +251.0 +404.8% $11.06 -8.5%
4317 RDVT RED VIOLET INC Technology 100.0 $3K $34.60 +40.8%
4318 FVRR FIVERR INTL LTD Communication Services 342.0 $3K +300.0 +714.3% $10.02 +9.9%
4319 KELYA KELLY SVCS INC Industrials 386.0 $3K +280.0 +264.1% $8.85 +9.2%
4320 EIG EMPLOYERS HLDGS INC Financial Services 83.0 $3K $41.14 +5.0%
Page 216 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%