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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 215 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4281 KPTI KARYOPHARM THERAPEUTICS INC Healthcare 733.0 $4K $5.57 +28.2%
4282 SAMG SILVERCREST ASSET MGMT GROUP Financial Services 302.0 $4K +242.0 +403.3% $13.44 -10.7%
4283 NOA NORTH AMERN CONSTR GROUP LTD Energy 300.0 $4K $13.48 +13.4%
4284 SKIN THE BEAUTY HEALTH COMPANY Consumer Defensive 4,500.0 $4K $0.89 -32.0%
4285 CIA CITIZENS INC Financial Services 793.0 $4K +634.0 +398.7% $5.03 -0.2%
4286 ACTINIUM PHARMACEUTICALS INC 4,000.0 $4K $1.00
4287 RLX RLX TECHNOLOGY INC Consumer Defensive 1,808.0 $4K NEW $2.20 -1.8%
4288 EDF VIRTUS STONE HBR EMRG MKTS I Financial Services 831.0 $4K NEW $4.79 +8.7%
4289 KOPN KOPIN CORP Technology 1,765.0 $4K $2.25 +124.5%
4290 PEJ INVESCO EXCHANGE TRADED FD T 68.0 $4K $57.99 +2.5%
4291 MLCO MELCO RESORTS AND ENTMNT LTD Consumer Cyclical 693.0 $4K -832.0 -54.6% $5.68 -3.2%
4292 SEALSQ CORP 1,496.0 $4K -96.0 -6.0% $2.62
4293 CEVA CEVA INC Technology 209.0 $4K $18.68 +95.9%
4294 BANR BANNER CORP Financial Services 64.0 $4K -289.0 -81.9% $60.69 +5.5%
4295 CBL CBL & ASSOC PPTYS INC Real Estate 101.0 $4K +1.0 +1.0% $38.43 +20.1%
4296 XPERI INC 690.0 $4K -126.0 -15.4% $5.60
4297 RYAM RAYONIER ADVANCED MATLS INC Basic Materials 345.0 $4K +283.0 +456.4% $11.07 -21.2%
4298 CCNE CNB FINL CORP PA Financial Services 131.0 $4K +76.0 +138.2% $28.97 +3.8%
4299 RXT RACKSPACE TECHNOLOGY INC Technology 3,786.0 $4K +4K +4948.0% $0.98 +493.9%
4300 QTTB Q32 BIO INC Healthcare 577.0 $4K $6.42 -10.4%
Page 215 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%