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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 214 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4261 QDIV GLOBAL X FDS 129.0 $5K -4.0 -3.0% $36.78 -0.2%
4262 CMP COMPASS MINERALS INTL INC Basic Materials 203.0 $5K +194.0 +2155.6% $23.35 +22.5%
4263 VYGR VOYAGER THERAPEUTICS INC Healthcare 1,227.0 $5K +318.0 +35.0% $3.86 -12.0%
4264 PURSUIT ATTRACTIONS AND HOSP 129.0 $5K -225.0 -63.6% $36.64
4265 LPTH LIGHTPATH TECHNOLOGIES INC Technology 471.0 $5K $10.03 +25.6%
4266 RC READY CAPITAL CORP Real Estate 2,905.0 $5K +176.0 +6.5% $1.62 +5.9%
4267 INBK FIRST INTERNET BANCORP Financial Services 229.0 $5K +184.0 +408.9% $20.38 +15.4%
4268 HDSN HUDSON TECHNOLOGIES INC Basic Materials 783.0 $5K +625.0 +395.6% $5.88 -17.2%
4269 VGSR MANAGER DIRECTED PORTFOLIOS 438.0 $5K NEW $10.33 +7.3%
4270 RPC RIDGEPOST CAP INC Financial Services 618.0 $4K +250.0 +67.9% $7.27 +12.2%
4271 BKV BKV CORP Energy 157.0 $4K -264.0 -62.7% $28.52 +1.2%
4272 GREK GLOBAL X FDS 70.0 $4K $63.87 +7.4%
4273 MERLIN INC 600.0 $4K NEW $7.35
4274 SIBN SI BONE INC Healthcare 349.0 $4K +279.0 +398.6% $12.63 +17.9%
4275 GOGO GOGO INC Communication Services 1,094.0 $4K +797.0 +268.4% $4.02 +1.4%
4276 FUBO FUBOTV INC Communication Services 461.0 $4K NEW $9.46 +0.7%
4277 KALU KAISER ALUMINIUM CORPORATION Basic Materials 36.0 $4K NEW $120.53 +31.9%
4278 AOD ABRDN TOTAL DYNAMIC DIVIDEND Financial Services 458.0 $4K -1K -73.9% $9.21 +12.1%
4279 HCI HCI GROUP INC Financial Services 27.0 $4K -619.0 -95.8% $154.59 +2.1%
4280 IMVP INVESCO INDIA EXCHANGE-TRADE 200.0 $4K $20.53 +0.1%
Page 214 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%