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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 213 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4241 KROS KEROS THERAPEUTICS INC Healthcare 455.0 $5K +329.0 +261.1% $11.04 -9.0%
4242 APPS DIGITAL TURBINE INC Technology 1,734.0 $5K +1K +398.3% $2.88 +42.9%
4243 SFY TIDAL TRUST I 40.0 $5K $124.83 +16.1%
4244 TPVG TRIPLEPOINT VENTURE GROWTH B Financial Services 1,000.0 $5K -6K -85.7% $4.99 +14.9%
4245 COMB GRANITESHARES ETF TR 190.0 $5K $26.26 +5.7%
4246 DRVN DRIVEN BRANDS HLDGS INC Consumer Cyclical 395.0 $5K -11K -96.4% $12.61 +7.9%
4247 CSWC CAPITAL SOUTHWEST CORP Financial Services 225.0 $5K $22.12 +4.9%
4248 TDS TELEPHONE & DATA SYS INC Communication Services 118.0 $5K +61.0 +107.0% $42.17 -2.4%
4249 MEC MAYVILLE ENGR CO INC Industrials 276.0 $5K -307.0 -52.7% $17.95 +33.0%
4250 VEGI ISHARES INC 109.0 $5K $45.30 -1.9%
4251 SGML SIGMA LITHIUM CORPORATION Basic Materials 400.0 $5K $12.34 +11.3%
4252 EYLD CAMBRIA ETF TR 118.0 $5K +1.0 +0.8% $41.49 +6.2%
4253 NATR NATURES SUNSHINE PRODS INC Consumer Defensive 204.0 $5K +164.0 +410.0% $23.99 -7.9%
4254 SFIX STITCH FIX INC Consumer Cyclical 1,462.0 $5K +1K +247.3% $3.31 -7.9%
4255 CRMD CORMEDIX INC Healthcare 710.0 $5K +515.0 +264.1% $6.79 +16.6%
4256 CYH COMMUNITY HEALTH SYS INC NEW Healthcare 1,637.0 $5K +1K +262.2% $2.94 -7.0%
4257 FFIC FLUSHING FINL CORP Financial Services 313.0 $5K +251.0 +404.8% $15.36 +0.5%
4258 RFV INVESCO EXCHANGE TRADED FD T 36.0 $5K -1K -97.1% $133.44 +1.6%
4259 CEMB ISHARES INC 105.0 $5K -99.0 -48.5% $45.53 -0.5%
4260 YLDE LEGG MASON ETF INVT 88.0 $5K +7.0 +8.6% $53.99 +3.3%
Page 213 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%