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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 212 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4221 NPCT NUVEEN CORE PLUS IMPACT FUND Financial Services 521.0 $5K NEW $10.19 -1.6%
4222 NTCT NETSCOUT SYS INC Technology 166.0 $5K +8.0 +5.1% $31.79 +22.6%
4223 BLND BLEND LABS INC Technology 3,101.0 $5K +1K +67.1% $1.70 -10.0%
4224 URG UR-ENERGY INC Energy 3,500.0 $5K +2K +133.3% $1.49 +2.3%
4225 CRGY CRESCENT ENERGY COMPANY Energy 386.0 $5K +235.0 +155.6% $13.50 +0.1%
4226 GAMESTOP CORP 226.0 $5K -2K -90.0% $23.04
4227 RVNU DBX ETF TR 210.0 $5K $24.70 -0.3%
4228 DCTH DELCATH SYS INC Healthcare 555.0 $5K +250.0 +82.0% $9.28 +17.7%
4229 JBI JANUS INTERNATIONAL GROUP IN Industrials 1,000.0 $5K -809.0 -44.7% $5.15 -9.5%
4230 OSUR ORASURE TECHNOLOGIES INC Healthcare 1,716.0 $5K -2K -50.6% $3.00 -0.7%
4231 MOBILICOM LTD 1,000.0 $5K -3K -75.0% $5.14
4232 BALLYS CORPORATION 531.0 $5K NEW $9.64
4233 FNLC FIRST BANCORP INC ME Financial Services 182.0 $5K +147.0 +420.0% $28.03 +1.2%
4234 LVO LIVEONE INC Communication Services 1,000.0 $5K $5.10 +20.5%
4235 TNXP TONIX PHARMACEUTICALS HLDG C Healthcare 370.0 $5K +330.0 +825.0% $13.75 -1.1%
4236 CAN CANAAN INC Technology 11,779.0 $5K $0.43 -1.2%
4237 CVR PARTNERS LP/CVR NITROGEN 40.0 $5K NEW $127.03
4238 PBYI PUMA BIOTECHNOLOGY INC Healthcare 793.0 $5K +634.0 +398.7% $6.39 +4.2%
4239 COLL COLLEGIUM PHARMACEUTICAL INC Healthcare 153.0 $5K +9.0 +6.2% $33.07 +2.3%
4240 QDEL QUIDELORTHO CORP Healthcare 308.0 $5K -262.0 -46.0% $16.43 -33.7%
Page 212 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%