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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 211 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4201 NIC NICOLET BANKSHARES INC Financial Services 39.0 $6K +17.0 +77.3% $148.64 -5.2%
4202 SCHWAB STRATEGIC TR 223.0 $6K -3K -92.0% $25.55
4203 WB WEIBO CORP Communication Services 649.0 $6K NEW $8.75 -7.2%
4204 ALMS ALUMIS INC Healthcare 256.0 $6K NEW $22.03 -2.3%
4205 FPXI FIRST TR EXCHANGE-TRADED FD 91.0 $6K $61.75 +13.8%
4206 ABEONA THERAPEUTICS INC 1,250.0 $6K $4.48
4207 ADCT ADC THERAPEUTICS SA Healthcare 1,488.0 $6K +1K +245.2% $3.75 -16.3%
4208 ABVX ABIVAX SA Healthcare 50.0 $6K -1.0 -2.0% $111.36 +2.1%
4209 DSU BLACKROCK DEBT STRATEGIES FD Financial Services 578.0 $6K NEW $9.59 +2.2%
4210 FRHC FREEDOM HOLDING CORP Financial Services 38.0 $6K NEW $144.87 +0.3%
4211 PRECISION BIOSCIENCES INC 1,000.0 $6K $5.50
4212 UDMY UDEMY INC Consumer Defensive 1,188.0 $5K +860.0 +262.2% $4.62 +0.2%
4213 JGLO J P MORGAN EXCHANGE TRADED F 84.0 $5K -1K -93.2% $65.27 +7.4%
4214 PAPI MORGAN STANLEY ETF TRUST 197.0 $5K +109.0 +123.9% $27.36 -3.8%
4215 CABA CABALETTA BIO INC Healthcare 2,000.0 $5K NEW $2.69 +21.6%
4216 WIW WESTERN AST INFL LKD OPP & I Financial Services 632.0 $5K NEW $8.46 -0.2%
4217 PSTL POSTAL REALTY TRUST INC Real Estate 288.0 $5K +200.0 +227.3% $18.56 +25.2%
4218 PESI PERMA-FIX ENVIRONMENTAL SVCS Industrials 500.0 $5K $10.69 -19.5%
4219 OSBC OLD SECOND BANCORP INC DEL Financial Services 265.0 $5K -1K -81.0% $20.16 +3.3%
4220 ELEMENTAL RTY CORP 282.0 $5K NEW $18.84
Page 211 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%