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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 209 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4161 ABSI ABSCI CORPORATION Healthcare 2,162.0 $6K NEW $3.00 +59.2%
4162 GGN GAMCO GLOBAL GOLD NAT RES & Financial Services 1,213.0 $6K NEW $5.32 -2.6%
4163 TGB TASEKO MINES LTD Basic Materials 1,000.0 $6K $6.45 +0.5%
4164 EPC EDGEWELL PERSONAL CARE CO Consumer Defensive 302.0 $6K +33.0 +12.3% $21.34 -25.0%
4165 WEAT TEUCRIUM COMMODITY TR Financial Services 273.0 $6K -8K -96.7% $23.57 +7.0%
4166 DX DYNEX CAP INC Real Estate 501.0 $6K $12.76 +0.5%
4167 ZUMZ ZUMIEZ INC Consumer Cyclical 288.0 $6K +230.0 +396.6% $22.16 +3.3%
4168 JLS NUVEEN MORTGAGE AND INCOME F Financial Services 351.0 $6K +122.0 +53.3% $18.13 +0.9%
4169 PMT PENNYMAC MTG INVT TR Real Estate 545.0 $6K +14.0 +2.6% $11.66 -11.5%
4170 EIC EAGLE POINT INCOME COMPANY I Financial Services 673.0 $6K NEW $9.44 +12.4%
4171 EVI EVI INDS INC Industrials 308.0 $6K +222.0 +258.1% $20.58 -16.1%
4172 TG TREDEGAR CORP Industrials 795.0 $6K +667.0 +521.1% $7.95 -8.6%
4173 BIOHAVEN LTD 747.0 $6K +587.0 +366.9% $8.46
4174 CHARGEPOINT HOLDINGS INC 1,299.0 $6K +10.0 +0.8% $4.86
4175 USMC PRINCIPAL EXCHANGE TRADED FD 98.0 $6K $64.42 +12.8%
4176 VET VERMILION ENERGY INC Energy 458.0 $6K $13.78 -4.0%
4177 PDN INVESCO EXCH TRADED FD TR II 145.0 $6K +1.0 +0.7% $43.37 +5.6%
4178 PASG PASSAGE BIO INC Healthcare 800.0 $6K +300.0 +60.0% $7.85 -35.5%
4179 DVYA ISHARES INC 130.0 $6K $48.26 +4.1%
4180 VFQY VANGUARD WELLINGTON FD 42.0 $6K $149.24 +6.7%
Page 209 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%