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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 208 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4141 PACB PACIFIC BIOSCIENCES CALIF IN Healthcare 5,198.0 $7K +4K +317.2% $1.32 -12.9%
4142 NUTX NUTEX HEALTH INC Healthcare 72.0 $7K NEW $95.04 +31.2%
4143 FRI FIRST TR EXCHANGE-TRADED FD 240.0 $7K -35.0 -12.7% $28.48 +8.1%
4144 CLVT CLARIVATE PLC Technology 2,694.0 $7K +2K +307.6% $2.53 -2.0%
4145 RNEM FIRST TR EXCHANGE TRADED FD 125.0 $7K NEW $54.15 +0.5%
4146 BBNX BETA BIONICS INC Healthcare 673.0 $7K +630.0 +1465.1% $10.02 -6.0%
4147 PINK SIMPLIFY EXCHANGE TRADED FUN 200.0 $7K NEW $33.66 +8.0%
4148 CTBI COMMUNITY TR BANCORP INC Financial Services 110.0 $7K +1.0 +0.9% $61.07 +7.0%
4149 MMI MARCUS & MILLICHAP INC Real Estate 252.0 $7K -462.0 -64.7% $26.65 +9.2%
4150 KRBN KRANESHARES TRUST 226.0 $7K -750.0 -76.8% $29.69 +7.1%
4151 CSR CENTERSPACE Real Estate 116.0 $7K +82.0 +241.2% $57.45 +17.7%
4152 UPSTREAM BIO INC 738.0 $7K NEW $9.00
4153 PZG PARAMOUNT GOLD NEV CORP Basic Materials 4,000.0 $7K NEW $1.66 -19.9%
4154 RNTX REIN THERAPEUTICS INC Healthcare 5,097.0 $7K $1.30 -23.5%
4155 STRATA CRITICAL MEDICAL INC 1,584.0 $7K +2K +3068.0% $4.18
4156 ONITY GROUP INC 168.0 $7K +134.0 +394.1% $39.27
4157 CLNE CLEAN ENERGY FUELS CORP Energy 2,660.0 $7K +2K +326.3% $2.48 -19.4%
4158 LXEO LEXEO THERAPEUTICS INC Healthcare 1,141.0 $7K +441.0 +63.0% $5.74 -17.9%
4159 FREL FIDELITY COVINGTON TRUST 242.0 $7K +39.0 +19.2% $26.91 +7.5%
4160 DMO WESTERN ASSET MTG DEFINED OP Financial Services 603.0 $6K +280.0 +86.7% $10.76 +2.7%
Page 208 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%