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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 207 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4121 PAGAYA TECHNOLOGIES LTD 625.0 $7K +499.0 +396.0% $11.65
4122 ORIC ORIC PHARMACEUTICALS INC Healthcare 573.0 $7K NEW $12.67 +12.1%
4123 SENEA SENECA FOODS CORP NEW Consumer Defensive 48.0 $7K +38.0 +380.0% $151.12 +28.4%
4124 IMAX IMAX CORP Communication Services 190.0 $7K NEW $38.01 +38.8%
4125 CCU COMPANIA CERVECERIAS UNIDAS Consumer Defensive 633.0 $7K $11.35 +8.7%
4126 CALUMET INC 200.0 $7K -1K -86.7% $35.90
4127 RITHM PPTY TR INC 535.0 $7K +12.0 +2.3% $13.40
4128 ESPR ESPERION THERAPEUTICS INC NE Healthcare 2,611.0 $7K +2K +262.6% $2.74 +16.1%
4129 ICOP ISHARES TR 150.0 $7K NEW $47.58 +24.7%
4130 SSTK SHUTTERSTOCK INC Communication Services 428.0 $7K +356.0 +494.4% $16.63 -68.0%
4131 CTRN CITI TRENDS INC Consumer Cyclical 164.0 $7K +96.0 +141.2% $43.32 +65.5%
4132 HEAL GLOBAL X FDS 298.0 $7K $23.83 +28.1%
4133 ABOS ACUMEN PHARMACEUTICALS INC Healthcare 3,000.0 $7K $2.36 +33.9%
4134 CMPS COMPASS PATHWAYS PLC Healthcare 1,276.0 $7K +681.0 +114.5% $5.53 +141.1%
4135 ORC ORCHID IS CAP INC Real Estate 1,000.0 $7K -722.0 -41.9% $7.03 -4.7%
4136 ABCL ABCELLERA BIOLOGICS INC Healthcare 2,000.0 $7K $3.49 +224.4%
4137 SCHZ SCHWAB STRATEGIC TR 300.0 $7K -207.0 -40.8% $23.22 -1.9%
4138 CRON CRONOS GROUP INC Healthcare 2,743.0 $7K -200.0 -6.8% $2.51 +31.9%
4139 BXC BLUELINX HLDGS INC Industrials 127.0 $7K +94.0 +284.9% $54.18 +56.1%
4140 SBLK STAR BULK CARRIERS CORP. Industrials 299.0 $7K +104.0 +53.3% $22.97 +32.8%
Page 207 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 21.2%
Industrials 9.6%
Healthcare 8.9%
Consumer Cyclical 8.6%
Communication Services 7.3%
Energy 5.6%
Consumer Defensive 4.3%
Utilities 3.2%
Real Estate 2.1%