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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 206 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4101 GABC GERMAN AMERN BANCORP INC Financial Services 184.0 $8K +147.0 +397.3% $41.79 +2.1%
4102 INMD INMODE LTD Healthcare 560.0 $8K $13.68 +2.1%
4103 RBBN RIBBON COMMUNICATIONS INC Communication Services 3,602.0 $8K -3K -43.8% $2.12 +25.5%
4104 DFSU DIMENSIONAL ETF TRUST 185.0 $8K $41.09 +11.3%
4105 OMAB GRUPO AEROPORTUARIO DEL CENT Industrials 66.0 $8K +48.0 +266.7% $114.73 -9.8%
4106 INVZ INNOVIZ TECHNOLOGIES LTD Consumer Cyclical 11,965.0 $8K +9K +252.0% $0.63 +10.7%
4107 MNTN INC 860.0 $8K +360.0 +72.0% $8.80
4108 SLI STANDARD LITHIUM LTD Basic Materials 2,217.0 $8K $3.41 +5.0%
4109 TSI TCW STRATEGIC INCOME FD INC Financial Services 1,680.0 $8K NEW $4.49 +0.4%
4110 ANGO ANGIODYNAMICS INC Healthcare 663.0 $8K +530.0 +398.5% $11.37 +3.9%
4111 TCMD TACTILE SYS TECHNOLOGY INC Healthcare 288.0 $8K +199.0 +223.6% $26.13 -7.2%
4112 VUZI VUZIX CORP Technology 3,252.0 $8K -200.0 -5.8% $2.31 +77.9%
4113 SIRIUSPOINT LTD 344.0 $7K -216.0 -38.6% $21.54
4114 ZEVRA THERAPEUTICS INC 793.0 $7K +634.0 +398.7% $9.32
4115 RPD RAPID7 INC Technology 1,339.0 $7K +1K +1371.4% $5.51 +26.3%
4116 CURI CURIOSITYSTREAM INC Communication Services 2,490.0 $7K $2.96 -12.2%
4117 PNTG PENNANT GROUP INC Healthcare 241.0 $7K +193.0 +402.1% $30.48 +14.8%
4118 PINE ALPINE INCOME PPTY TR INC Real Estate 408.0 $7K $18.00 +6.2%
4119 HROW HARROW INC Healthcare 207.0 $7K $35.26 -13.0%
4120 PGC PEAPACK-GLADSTONE FINL CORP Financial Services 207.0 $7K +171.0 +475.0% $35.21 +19.5%
Page 206 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%