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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 204 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4061 IMTB ISHARES TR 197.0 $9K +2.0 +1.0% $43.87 -1.9%
4062 MXL MAXLINEAR INC Technology 495.0 $9K +315.0 +175.0% $17.39 +403.0%
4063 BTBT BIT DIGITAL INC Financial Services 6,557.0 $9K +6K +878.7% $1.31 +32.1%
4064 FULC FULCRUM THERAPEUTICS INC Healthcare 1,119.0 $9K +895.0 +399.6% $7.67 -20.6%
4065 PGJ INVESCO EXCHANGE TRADED FD T 330.0 $9K $25.85 +1.5%
4066 GILT GILAT SATELLITE NETWORKS LTD Technology 566.0 $9K +400.0 +241.0% $15.02 +2.4%
4067 LOCO EL POLLO LOCO HLDGS INC Consumer Cyclical 607.0 $8K $13.86 -1.2%
4068 ONEY SPDR SERIES TRUST 70.0 $8K $120.04 +3.9%
4069 LINEAGE CELL THERAPEUTICS IN 5,309.0 $8K -198.0 -3.6% $1.58
4070 PGP PIMCO GLOBAL STOCKSPLS INCM Financial Services 1,000.0 $8K $8.33 +1.7%
4071 GDEN GOLDEN ENTMT INC Consumer Cyclical 312.0 $8K +246.0 +372.7% $26.69 +7.0%
4072 TNDM TANDEM DIABETES CARE INC Healthcare 433.0 $8K -194.0 -30.9% $19.17 -29.4%
4073 TREE LENDINGTREE INC Financial Services 192.0 $8K +153.0 +392.3% $42.88 -15.5%
4074 CAPR CAPRICOR THERAPEUTICS INC Healthcare 270.0 $8K +177.0 +190.3% $30.40 -11.4%
4075 STXS STEREOTAXIS INC Healthcare 4,450.0 $8K -300.0 -6.3% $1.84 -6.0%
4076 BKSY BLACKSKY TECHNOLOGY INC Technology 325.0 $8K +104.0 +47.1% $25.16 +79.5%
4077 APARTMENT INVT & MGMT CO 2,009.0 $8K NEW $4.07
4078 HTLD HEARTLAND EXPRESS INC Industrials 785.0 $8K +598.0 +319.8% $10.40 +29.2%
4079 FLGT FULGENT GENETICS INC Healthcare 512.0 $8K +412.0 +412.0% $15.90 -0.3%
4080 WHF WHITEHORSE FIN INC Financial Services 1,100.0 $8K $7.40 -1.2%
Page 204 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%