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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 203 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4041 OVID OVID THERAPEUTICS INC Healthcare 4,000.0 $9K $2.22 +26.1%
4042 TEI TEMPLETON EMERGING MKTS INCO Financial Services 1,476.0 $9K -36K -96.0% $6.01 +14.0%
4043 XSLV INVESCO EXCH TRADED FD TR II 187.0 $9K $47.42 +11.8%
4044 CCOI COGENT COMM HOLDINGS INC Communication Services 468.0 $9K +273.0 +140.0% $18.85 -51.3%
4045 FIZZ NATIONAL BEVERAGE CORP Consumer Defensive 262.0 $9K -638.0 -70.9% $33.65 -3.8%
4046 LRMR LARIMAR THERAPEUTICS INC Healthcare 1,959.0 $9K +2K +1223.7% $4.50 -7.1%
4047 VIPS VIPSHOP HLDGS LTD Consumer Cyclical 560.0 $9K +550.0 +5500.0% $15.72 -7.6%
4048 INV INNVENTURE INC Financial Services 2,250.0 $9K NEW $3.91 -61.4%
4049 GBX GREENBRIER COS INC Industrials 167.0 $9K -588.0 -77.9% $52.65 -12.5%
4050 FEMB FIRST TR EXCH TRADED FD III 305.0 $9K -247.0 -44.8% $28.80 +3.2%
4051 EBS EMERGENT BIOSOLUTIONS INC Healthcare 1,056.0 $9K +861.0 +441.5% $8.30 -38.8%
4052 LZ LEGALZOOM COM INC Industrials 1,544.0 $9K +1K +269.4% $5.67 +2.9%
4053 UTZ UTZ BRANDS INC Consumer Defensive 1,103.0 $9K -1K -56.8% $7.93 +77.1%
4054 CBZ CBIZ INC Industrials 325.0 $9K -343.0 -51.4% $26.85 +103.6%
4055 SAIL SAILPOINT INC Technology 659.0 $9K +324.0 +96.7% $13.24 +40.8%
4056 BRC BRADY CORP Industrials 107.0 $9K $81.43 +12.1%
4057 BLMN BLOOMIN BRANDS INC Consumer Cyclical 1,613.0 $9K +1K +399.4% $5.40 +115.4%
4058 ANIP ANI PHARMACEUTICALS INC Healthcare 113.0 $9K -63.0 -35.8% $76.90 -2.0%
4059 ENR ENERGIZER HLDGS INC Industrials 527.0 $9K -67.0 -11.3% $16.43 +30.7%
4060 NKTX NKARTA INC Healthcare 4,100.0 $9K -66.0 -1.6% $2.11 +26.1%
Page 203 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 21.2%
Industrials 9.6%
Healthcare 8.9%
Consumer Cyclical 8.6%
Communication Services 7.3%
Energy 5.6%
Consumer Defensive 4.3%
Utilities 3.2%
Real Estate 2.1%