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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 202 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4021 CGEM CULLINAN THERAPEUTICS INC Healthcare 649.0 $9K NEW $14.21 +52.6%
4022 FREIGHTOS LTD 5,615.0 $9K $1.64
4023 ANNX ANNEXON INC Healthcare 1,662.0 $9K +1K +397.6% $5.54 -8.5%
4024 SHC SOTERA HEALTH CO Healthcare 639.0 $9K +475.0 +289.6% $14.34 +36.5%
4025 GIC GLOBAL INDUSTRIAL COMPANY Industrials 290.0 $9K +238.0 +457.7% $31.52 +25.2%
4026 DHT DHT HOLDINGS INC Energy 500.0 $9K $18.27 +8.5%
4027 KOMP SPDR SERIES TRUST 156.0 $9K NEW $58.55 +18.3%
4028 GCT GIGACLOUD TECHNOLOGY INC Technology 200.0 $9K $45.38 +9.4%
4029 RXST RXSIGHT INC Healthcare 1,473.0 $9K -22K -93.8% $6.16 +1.5%
4030 DCH DAUCH CORP Industrials 1,529.0 $9K +1K +274.8% $5.93 +16.0%
4031 EMMF WISDOMTREE TR 273.0 $9K NEW $33.11 +15.0%
4032 BHB BAR HBR BANKSHARES Financial Services 278.0 $9K +222.0 +396.4% $32.45 +22.2%
4033 ACES ALPS ETF TR 267.0 $9K $33.62 -6.8%
4034 WPP WPP PLC NEW Communication Services 575.0 $9K -2K -75.2% $15.59 +69.2%
4035 PZZA PAPA JOHNS INTL INC Consumer Cyclical 275.0 $9K -373.0 -57.6% $32.51 -26.4%
4036 RSPF INVESCO EXCHANGE TRADED FD T 125.0 $9K $71.39 +18.7%
4037 STK COLUMBIA SELIGM PREM TECH GR Financial Services 235.0 $9K $37.93 +34.5%
4038 BWX SPDR SERIES TRUST 406.0 $9K +111.0 +37.6% $21.95 +0.1%
4039 PAYSAFE LIMITED 1,306.0 $9K +1K +10000.0% $6.81
4040 MLKN MILLERKNOLL INC Consumer Cyclical 614.0 $9K -32.0 -5.0% $14.47 +59.1%
Page 202 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 21.2%
Industrials 9.6%
Healthcare 8.9%
Consumer Cyclical 8.6%
Communication Services 7.3%
Energy 5.6%
Consumer Defensive 4.3%
Utilities 3.2%
Real Estate 2.1%