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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 202 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4021 CGEM CULLINAN THERAPEUTICS INC Healthcare 649.0 $9K NEW $14.21 -0.2%
4022 FREIGHTOS LTD 5,615.0 $9K $1.64
4023 ANNX ANNEXON INC Healthcare 1,662.0 $9K +1K +397.6% $5.54 -11.4%
4024 SHC SOTERA HEALTH CO Healthcare 639.0 $9K +475.0 +289.6% $14.34 +7.0%
4025 GIC GLOBAL INDUSTRIAL COMPANY Industrials 290.0 $9K +238.0 +457.7% $31.52 -9.8%
4026 DHT DHT HOLDINGS INC Energy 500.0 $9K $18.27 -2.0%
4027 KOMP SPDR SERIES TRUST 156.0 $9K NEW $58.55 +13.5%
4028 GCT GIGACLOUD TECHNOLOGY INC Technology 200.0 $9K $45.38 -17.8%
4029 RXST RXSIGHT INC Healthcare 1,473.0 $9K -22K -93.8% $6.16 -2.6%
4030 DCH DAUCH CORP Industrials 1,529.0 $9K +1K +274.8% $5.93 +4.6%
4031 EMMF WISDOMTREE TR 273.0 $9K NEW $33.11 +10.7%
4032 BHB BAR HBR BANKSHARES Financial Services 278.0 $9K +222.0 +396.4% $32.45 +4.7%
4033 ACES ALPS ETF TR 267.0 $9K $33.62 +8.2%
4034 WPP WPP PLC NEW Communication Services 575.0 $9K -2K -75.2% $15.59 +18.8%
4035 PZZA PAPA JOHNS INTL INC Consumer Cyclical 275.0 $9K -373.0 -57.6% $32.51 +1.5%
4036 RSPF INVESCO EXCHANGE TRADED FD T 125.0 $9K $71.39 +4.9%
4037 STK COLUMBIA SELIGM PREM TECH GR Financial Services 235.0 $9K $37.93 +28.2%
4038 BWX SPDR SERIES TRUST 406.0 $9K +111.0 +37.6% $21.95 -0.9%
4039 PAYSAFE LIMITED 1,306.0 $9K +1K +10000.0% $6.81
4040 MLKN MILLERKNOLL INC Consumer Cyclical 614.0 $9K -32.0 -5.0% $14.47 +1.4%
Page 202 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%