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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 200 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3981 IART INTEGRA LIFESCIENCES HLDGS C Healthcare 1,091.0 $10K -588.0 -35.0% $9.42 +52.7%
3982 PAWZ PROSHARES TR 200.0 $10K +1.0 +0.5% $51.35 -9.0%
3983 VERX VERTEX INC Technology 862.0 $10K +206.0 +31.4% $11.89 +10.8%
3984 CENT CENTRAL GARDEN & PET CO Consumer Defensive 277.0 $10K +24.0 +9.5% $36.77 +3.9%
3985 TRTX TPG RE FIN TR INC Real Estate 1,302.0 $10K +1K +438.0% $7.81 +4.5%
3986 CRNC CERENCE INC Technology 1,607.0 $10K +1K +302.8% $6.31 +45.5%
3987 NRGV ENERGY VAULT HOLDINGS INC Utilities 3,073.0 $10K NEW $3.30 +46.7%
3988 ERII ENERGY RECOVERY INC Industrials 1,006.0 $10K -335.0 -25.0% $10.07 -16.0%
3989 JACK JACK IN THE BOX INC Consumer Cyclical 1,047.0 $10K +819.0 +359.2% $9.67 +11.4%
3990 MOLECULIN BIOTECH INC 4,421.0 $10K +4K +1928.0% $2.29
3991 OKEANIS ECO TANKERS COR 200.0 $10K NEW $50.59
3992 BROWN FORMAN CORP 377.0 $10K +141.0 +59.8% $26.79
3993 RGR STURM RUGER & CO INC Industrials 249.0 $10K -11.0 -4.2% $40.14 -1.9%
3994 ORLA ORLA MNG LTD NEW Basic Materials 619.0 $10K +119.0 +23.8% $16.13 -24.5%
3995 LIVN LIVANOVA PLC Healthcare 155.0 $10K +94.0 +154.1% $63.56 +14.7%
3996 CARE CARTER BANKSHARES INC Financial Services 421.0 $10K +337.0 +401.2% $23.32 +13.6%
3997 BMBL BUMBLE INC Technology 2,979.0 $10K +2K +454.8% $3.26 -4.3%
3998 PGHY INVESCO EXCH TRADED FD TR II 500.0 $10K NEW $19.41 +1.2%
3999 PONY AI INC 1,028.0 $10K NEW $9.44
4000 INVX INNOVEX INTERNATIONAL INC Energy 397.0 $10K -90.0 -18.5% $24.39 +27.3%
Page 200 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%