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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 20 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 BHP BHP GROUP LTD Basic Materials 417,845.0 $25.2M 0.04% NEW $60.37 +36.5%
382 FV FIRST TR EXCHANGE TRADED FD 400,464.0 $25.2M 0.04% NEW $62.92 +11.9%
383 PVAL PUTNAM ETF TRUST 551,609.0 $25.1M 0.04% NEW $45.57 +8.6%
384 SPAB SPDR SERIES TRUST 975,100.0 $25.1M 0.04% NEW $25.75 -2.2%
385 HDV ISHARES TR 206,215.0 $25.1M 0.04% NEW $121.61 -77.2%
386 IBB ISHARES TR 147,707.0 $24.9M 0.04% NEW $168.77 -1.8%
387 AAON AAON INC Industrials 326,463.0 $24.9M 0.04% NEW $76.25 +71.1%
388 GOVT ISHARES TR 1,079,425.0 $24.9M 0.04% NEW $23.03 -2.2%
389 NDSN NORDSON CORP Industrials 103,346.0 $24.8M 0.04% NEW $240.43 +13.1%
390 JHMM JOHN HANCOCK EXCHANGE TRADED 375,081.0 $24.6M 0.04% NEW $65.48 +7.5%
391 AIZ ASSURANT INC Financial Services 101,658.0 $24.5M 0.04% NEW $240.85 +5.5%
392 WELL WELLTOWER INC Real Estate 131,768.0 $24.5M 0.04% NEW $185.61 +18.3%
393 VDC VANGUARD WORLD FD 115,409.0 $24.4M 0.04% NEW $211.24 +10.5%
394 SPG SIMON PPTY GROUP INC NEW Real Estate 131,110.0 $24.3M 0.04% NEW $185.11 +8.5%
395 DYNF BLACKROCK ETF TRUST 396,761.0 $24.1M 0.04% NEW $60.81 +8.3%
396 RTO RENTOKIL INITIAL PLC Industrials 816,863.0 $24.1M 0.04% NEW $29.46 +7.7%
397 RH RH Consumer Cyclical 133,676.0 $23.9M 0.04% NEW $179.15 -32.4%
398 CVS CVS HEALTH CORP Healthcare 300,770.0 $23.9M 0.04% NEW $79.36 +20.6%
399 MOAT VANECK ETF TRUST 230,044.0 $23.8M 0.04% NEW $103.56 -4.1%
400 AMERICA MOVIL SAB DE CV 1,150,649.0 $23.8M 0.04% NEW $20.67
Page 20 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%