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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 199 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3961 QNST QUINSTREET INC Communication Services 904.0 $11K +725.0 +405.0% $12.01 -5.6%
3962 IAC IAC INC Technology 271.0 $11K -2K -86.0% $40.03 +0.6%
3963 IGA VOYA GLBL ADV & PREM OPP FD Financial Services 1,130.0 $11K $9.56 +2.7%
3964 CAL CALERES INC Consumer Cyclical 1,017.0 $11K +280.0 +38.0% $10.54 +15.2%
3965 MAN MANPOWERGROUP INC WIS Industrials 363.0 $11K +257.0 +242.4% $29.46 -7.5%
3966 TIC TIC SOLUTIONS INC Industrials 1,621.0 $11K $6.58 +30.1%
3967 CSTL CASTLE BIOSCIENCES INC Healthcare 433.0 $11K +346.0 +397.7% $24.55 -21.8%
3968 DH DEFINITIVE HEALTHCARE CORP Healthcare 8,634.0 $11K +6K +262.6% $1.23 -30.1%
3969 FOF COHEN & STEERS CLOSED-END Financial Services 825.0 $11K $12.83 +6.1%
3970 UA UNDER ARMOUR INC Consumer Cyclical 1,822.0 $11K -2K -51.8% $5.79 -13.3%
3971 UNCY UNICYCIVE THERAPEUTICS INC Healthcare 1,600.0 $11K +1K +220.0% $6.58 +17.6%
3972 OPTT OCEAN PWR TECHNOLOGIES INC Industrials 30,000.0 $10K NEW $0.35 -4.8%
3973 HRTG HERITAGE INSURANCE HLDGS INC Financial Services 398.0 $10K +319.0 +403.8% $26.25 -11.8%
3974 PGEN PRECIGEN INC Healthcare 2,697.0 $10K +2K +203.7% $3.87 +7.5%
3975 PDFS PDF SOLUTIONS INC Technology 318.0 $10K +253.0 +389.2% $32.71 +30.1%
3976 CIM CHIMERA INVT CORP Real Estate 828.0 $10K -110.0 -11.7% $12.55 +3.6%
3977 PRAA PRA GROUP INC Financial Services 591.0 $10K +457.0 +341.0% $17.50 -15.9%
3978 LONZ PIMCO ETF TR 208.0 $10K $49.55 -0.1%
3979 OMER OMEROS CORP Healthcare 975.0 $10K +780.0 +400.0% $10.56 +13.4%
3980 UPBOUND GROUP INC 569.0 $10K +436.0 +327.8% $18.07
Page 199 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%