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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 196 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3901 ETJ EATON VANCE RISK-MANAGED DIV Financial Services 1,530.0 $12K -2K -49.5% $8.17 +2.9%
3902 TNC TENNANT CO Industrials 187.0 $12K -36.0 -16.1% $66.75 +2.9%
3903 MNSB MAINSTREET BANCSHARES INC Financial Services 556.0 $12K +3.0 +0.5% $22.21 +11.7%
3904 CGNT COGNYTE SOFTWARE LTD Technology 1,521.0 $12K -2K -53.5% $8.10 +6.2%
3905 GCI LIBERTY INC 331.0 $12K -50.0 -13.1% $37.21
3906 RMAX RE/MAX HLDGS INC Real Estate 2,138.0 $12K +2K +263.6% $5.76 +136.5%
3907 CIG CIA ENERGETICA DE MINAS GERA Utilities 5,132.0 $12K NEW $2.39 -19.7%
3908 GALT GALECTIN THERAPEUTICS INC Healthcare 4,386.0 $12K $2.79 +31.9%
3909 KURA KURA ONCOLOGY INC Healthcare 1,500.0 $12K +904.0 +151.7% $8.13 +46.2%
3910 ALLBIRDS INC 4,039.0 $12K $3.01
3911 PAI WESTERN ASSET INVESTMENT GRA Financial Services 1,000.0 $12K NEW $12.10 -1.1%
3912 SERV SERVE ROBOTICS INC Industrials 1,432.0 $12K -1K -50.1% $8.44 -41.0%
3913 BUR BURFORD CAPITAL LIMITED Financial Services 2,673.0 $12K -700.0 -20.8% $4.52 -4.6%
3914 VPG VISHAY PRECISION GROUP INC Technology 277.0 $12K +221.0 +394.6% $43.42 +53.4%
3915 CTO CTO RLTY GROWTH INC NEW Real Estate 650.0 $12K $18.49 +17.9%
3916 UVSP UNIVEST FINANCIAL CORPORATIO Financial Services 350.0 $12K +281.0 +407.2% $34.26 +21.5%
3917 UVE UNIVERSAL INS HLDGS INC Financial Services 350.0 $12K $34.16 +23.9%
3918 ARQ INC 4,670.0 $12K $2.56
3919 BCAX BICARA THERAPEUTICS INC Healthcare 601.0 $12K +480.0 +396.7% $19.89 +20.2%
3920 DPRO DRAGANFLY INC. Industrials 2,425.0 $12K NEW $4.91 -8.6%
Page 196 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 21.2%
Industrials 9.6%
Healthcare 8.9%
Consumer Cyclical 8.6%
Communication Services 7.3%
Energy 5.6%
Consumer Defensive 4.3%
Utilities 3.2%
Real Estate 2.1%