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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 189 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3761 OEC ORION S.A. Basic Materials 2,703.0 $18K +2K +168.4% $6.50 +4.0%
3762 FIVN FIVE9 INC Technology 1,157.0 $18K +581.0 +100.9% $15.17 +44.0%
3763 GNL GLOBAL NET LEASE INC Real Estate 1,865.0 $17K +191.0 +11.4% $9.36 +0.2%
3764 VTS VITESSE ENERGY INC Energy 960.0 $17K NEW $18.16 +1.1%
3765 MMCA NEW YORK LIFE INVTS ACTIVE E 808.0 $17K -12K -93.6% $21.56 +0.0%
3766 MBSD FLEXSHARES TR 830.0 $17K +5.0 +0.6% $20.72 -0.9%
3767 XERS XERIS BIOPHARMA HOLDINGS INC Healthcare 2,964.0 $17K +2K +399.0% $5.80 +7.4%
3768 SBR SABINE RTY TR Energy 228.0 $17K -13.0 -5.4% $75.34 +3.1%
3769 EHAB ENHABIT INC Healthcare 1,214.0 $17K +723.0 +147.2% $14.09 -2.1%
3770 MIDCAP FINANCIAL INVSTMNT CO 1,521.0 $17K -4K -72.2% $11.24
3771 VRE VERIS RESIDENTIAL INC Real Estate 906.0 $17K +523.0 +136.6% $18.87 +0.7%
3772 BSRR SIERRA BANCORP Financial Services 502.0 $17K $33.92 +13.5%
3773 VTOL BRISTOW GROUP INC Energy 363.0 $17K +289.0 +390.5% $46.89 -8.0%
3774 NOMD NOMAD FOODS LTD Consumer Defensive 1,769.0 $17K +732.0 +70.6% $9.61 +5.4%
3775 PRCH PORCH GROUP INC Technology 2,369.0 $17K +1K +95.3% $7.17 +35.8%
3776 MCR MFS CHARTER INCOME TR Financial Services 2,802.0 $17K $6.06 -2.5%
3777 UTMD UTAH MED PRODS INC Healthcare 273.0 $17K $61.99 +3.5%
3778 HWKN HAWKINS INC Basic Materials 110.0 $17K -38.0 -25.7% $153.59 -0.6%
3779 DLO DLOCAL LTD Technology 1,295.0 $17K $12.98 -5.7%
3780 TOPT ISHARES TR 587.0 $17K NEW $28.62 +18.2%
Page 189 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%