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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 187 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3721 BLACKROCK ETF TRUST 608.0 $20K NEW $32.15
3722 ESRT EMPIRE ST RLTY TR INC Real Estate 3,757.0 $20K +518.0 +16.0% $5.20 +8.5%
3723 VLRS CONTROLADORA VUELA COMP DE A Industrials 2,698.0 $20K -559.0 -17.2% $7.24 -7.7%
3724 SDGR SCHRODINGER INC Healthcare 1,716.0 $19K +1K +483.7% $11.36 +8.4%
3725 SEZL SEZZLE INC Financial Services 308.0 $19K +174.0 +129.8% $63.29 +65.8%
3726 RZG INVESCO EXCHANGE TRADED FD T 341.0 $19K $56.96 +11.1%
3727 RLGT RADIANT LOGISTICS INC Industrials 2,738.0 $19K +2K +420.5% $7.05 +19.9%
3728 AURA AURA BIOSCIENCES INC Healthcare 2,869.0 $19K +3K +1649.4% $6.69 +14.4%
3729 PFBC PREFERRED BK LOS ANGELES CA Financial Services 211.0 $19K +8.0 +3.9% $90.69 +4.4%
3730 SONO SONOS INC Technology 1,424.0 $19K +29.0 +2.1% $13.40 +12.1%
3731 PAM PAMPA ENERGIA SA Utilities 215.0 $19K $88.50 -7.7%
3732 EGHT 8X8 INC NEW Technology 11,457.0 $19K +8K +241.2% $1.66 +28.3%
3733 CLBT CELLEBRITE DI LTD Technology 1,372.0 $19K +589.0 +75.2% $13.78 -4.4%
3734 WTTR SELECT WATER SOLUTIONS INC Utilities 1,228.0 $19K +982.0 +399.2% $15.30 +30.1%
3735 KOP KOPPERS HOLDINGS INC Basic Materials 482.0 $19K +258.0 +115.2% $38.73 +2.3%
3736 SOLID BIOSCIENCES INC 2,589.0 $19K +2K +652.6% $7.20
3737 LAUR LAUREATE ED INC Consumer Defensive 534.0 $19K -3K -85.0% $34.84 -5.4%
3738 OI O-I GLASS INC Consumer Cyclical 1,761.0 $19K +2K +1458.4% $10.51 -14.3%
3739 POLESTAR AUTOMOTIVE HLDG UK 1,000.0 $18K $18.42
3740 CVCO CAVCO INDS INC DEL Consumer Cyclical 38.0 $18K $484.29 +1.5%
Page 187 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%