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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 18 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 NI NISOURCE INC Utilities 691,175.0 $28.9M 0.05% NEW $41.76 +14.4%
342 XBI SPDR SERIES TRUST 236,057.0 $28.8M 0.05% NEW $121.93 +5.7%
343 IJJ ISHARES TR 218,225.0 $28.7M 0.05% NEW $131.59 +4.6%
344 VV VANGUARD INDEX FDS 91,130.0 $28.7M 0.05% NEW $314.80 +7.4%
345 BND VANGUARD BD INDEX FDS 385,281.0 $28.5M 0.05% NEW $74.07 -2.1%
346 CG CARLYLE GROUP INC Financial Services 480,565.0 $28.4M 0.05% NEW $59.11 -23.6%
347 CHRW C H ROBINSON WORLDWIDE INC Industrials 176,628.0 $28.4M 0.05% NEW $160.76 +11.9%
348 VHT VANGUARD WORLD FD 98,212.0 $28.3M 0.05% NEW $287.85 -4.9%
349 MO ALTRIA GROUP INC Consumer Defensive 488,706.0 $28.2M 0.05% NEW $57.70 +28.5%
350 AIQ GLOBAL X FDS 552,103.0 $28.1M 0.05% NEW $50.86 +19.4%
351 IWS ISHARES TR 198,232.0 $28.0M 0.05% NEW $141.05 +9.7%
352 VMBS VANGUARD SCOTTSDALE FDS 585,669.0 $27.6M 0.05% NEW $47.08 -2.0%
353 INTU INTUIT Technology 41,613.0 $27.6M 0.05% NEW $662.44 -42.7%
354 ACWI ISHARES TR 194,677.0 $27.5M 0.05% NEW $141.49 +8.5%
355 DDOG DATADOG INC Technology 200,954.0 $27.3M 0.05% NEW $135.99 +59.8%
356 DUK DUKE ENERGY CORP NEW Utilities 233,089.0 $27.3M 0.05% NEW $117.21 +6.4%
357 PEG PUBLIC SVC ENTERPRISE GRP IN Utilities 339,450.0 $27.3M 0.05% NEW $80.30 -2.9%
358 J P MORGAN EXCHANGE TRADED F 430,574.0 $27.2M 0.05% NEW $63.18
359 CALF PACER FDS TR 610,219.0 $27.1M 0.05% NEW $44.37 +5.8%
360 AIRR FIRST TR EXCHANGE TRADED FD 274,168.0 $27.0M 0.05% NEW $98.32 +25.8%
Page 18 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%