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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 176 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3501 KRNY KEARNY FINL CORP MD Financial Services 4,107.0 $31K +3K +365.1% $7.55 +8.7%
3502 SDIV GLOBAL X FDS 1,223.0 $31K +619.0 +102.5% $25.27 +0.8%
3503 GEMI GEMINI SPACE STA INC Financial Services 6,992.0 $31K +7K +10000.0% $4.42 +19.7%
3504 ADMA ADMA BIOLOGICS INC Healthcare 3,425.0 $31K -1K -23.6% $9.01 -6.1%
3505 NUVEEN NEW JERSEY 2,500.0 $31K $12.30
3506 PETROLEO BRASILEIRO S A 1,633.0 $31K -14K -89.3% $18.75
3507 PENN PENN ENTERTAINMENT INC Consumer Cyclical 2,037.0 $31K -574.0 -22.0% $15.03 +11.1%
3508 HIMX HIMAX TECHNOLOGIES INC Technology 3,878.0 $31K -1K -27.4% $7.87 +152.7%
3509 ACRE ARES COML REAL ESTATE CORP Real Estate 6,339.0 $30K +5K +388.7% $4.80 +1.7%
3510 BSCS INVESCO EXCH TRD SLF IDX FD 1,488.0 $30K $20.43 -0.4%
3511 BSCR INVESCO EXCH TRD SLF IDX FD 1,546.0 $30K $19.63 -0.1%
3512 WMK WEIS MKTS INC Consumer Defensive 443.0 $30K -329.0 -42.6% $68.39 +5.4%
3513 BB BLACKBERRY LTD Technology 9,350.0 $30K $3.24 +105.2%
3514 SSP SCRIPPS E W CO OHIO Communication Services 8,134.0 $30K +6K +360.9% $3.72 -10.8%
3515 ASCI ABRDN FDS 911.0 $30K $33.20 +12.1%
3516 FIRST HAWAIIAN INC 1,226.0 $30K -1K -53.7% $24.65
3517 WMG WARNER MUSIC GROUP CORP Communication Services 1,180.0 $30K +92.0 +8.5% $25.56 +32.7%
3518 BW BABCOCK & WILCOX ENTERPRISES Industrials 2,043.0 $30K -2K -48.2% $14.69 +39.8%
3519 SPOK SPOK HLDGS INC Healthcare 2,744.0 $30K +2K +398.9% $10.90 +1.3%
3520 SINCLAIR INC 2,311.0 $30K +2K +399.1% $12.94
Page 176 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%