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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 173 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3441 CODI COMPASS DIVERSIFIED Industrials 4,559.0 $36K -2K -28.5% $7.86 +48.8%
3442 LCID LUCID GROUP INC Consumer Cyclical 3,739.0 $36K -1K -22.9% $9.53 -38.7%
3443 DRH DIAMONDROCK HOSPITALITY CO Real Estate 3,792.0 $36K +3K +400.3% $9.37 +15.0%
3444 KWR QUAKER HOUGHTON Basic Materials 285.0 $35K +116.0 +68.6% $124.31 +11.9%
3445 CLIR CLEARSIGN TECHNOLOGIES CORP Industrials 8,120.0 $35K NEW $4.36 +14.9%
3446 RLTY COHEN & STEERS REAL ESTATE O Financial Services 2,434.0 $35K +120.0 +5.2% $14.54 +7.3%
3447 GOSS GOSSAMER BIO INC Healthcare 107,615.0 $35K +47K +76.8% $0.33 -38.8%
3448 APEI AMERICAN PUB ED INC Consumer Defensive 617.0 $35K +264.0 +74.8% $56.88 -9.3%
3449 RBB RBB BANCORP Financial Services 1,637.0 $35K +2K +2628.3% $21.37 +9.1%
3450 PCRX PACIRA BIOSCIENCES INC Healthcare 1,543.0 $35K +655.0 +73.8% $22.60 +3.9%
3451 INOD INNODATA INC Technology 902.0 $35K -308.0 -25.4% $38.62 +155.1%
3452 IGOV ISHARES TR 846.0 $35K $41.09 +0.8%
3453 DK DELEK US HLDGS INC NEW Energy 768.0 $35K -1K -60.7% $45.07 -6.6%
3454 IBEX IBEX LTD Technology 1,290.0 $35K +1K +398.1% $26.82 +19.5%
3455 SNDA SONIDA SENIOR LIVING INC Healthcare 1,072.0 $35K NEW $32.25 +13.6%
3456 NUVL NUVALENT INC Healthcare 336.0 $34K +271.0 +416.9% $102.45 -1.2%
3457 EPOL ISHARES TR 944.0 $34K $36.44 +9.1%
3458 SILA SILA REALTY TRUST INC Real Estate 1,452.0 $34K NEW $23.68 +27.7%
3459 EMNT PIMCO ETF TR 347.0 $34K +3.0 +0.9% $99.01 -0.2%
3460 EGO ELDORADO GOLD CORP NEW Basic Materials 1,000.0 $34K +849.0 +562.2% $34.35 -7.7%
Page 173 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%