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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 172 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3421 PCTY PAYLOCITY HLDG CORP Technology 347.0 $37K +282.0 +433.9% $108.04 +3.4%
3422 NATL NCR ATLEOS CORPORATION Technology 859.0 $37K +222.0 +34.9% $43.58 +2.8%
3423 ALGT ALLEGIANT TRAVEL CO Industrials 461.0 $37K +253.0 +121.6% $81.04 +0.4%
3424 POWA INVESCO EXCH TRD SLF IDX FD 433.0 $37K $86.23 +0.5%
3425 OSW ONESPAWORLD HOLDINGS LIMITED Consumer Cyclical 1,618.0 $37K -746.0 -31.6% $22.95 +5.1%
3426 SMRT SMARTRENT INC Technology 24,744.0 $37K +20K +398.5% $1.50 -18.0%
3427 KARS KRANESHARES TRUST 1,147.0 $37K -282.0 -19.7% $32.31 +9.8%
3428 ASGN ASGN INC Technology 952.0 $37K +267.0 +39.0% $38.71 -50.7%
3429 CRBG COREBRIDGE FINL INC Financial Services 1,543.0 $37K -1K -47.2% $23.87 +15.8%
3430 EAD ALLSPRING INCOME OPPORTUNIT Financial Services 5,669.0 $37K +387.0 +7.3% $6.48 +0.8%
3431 ECG EVERUS CONSTR GROUP Industrials 311.0 $37K +196.0 +170.4% $118.06 +27.7%
3432 BBWI BATH & BODY WORKS INC Consumer Cyclical 1,966.0 $37K -881.0 -30.9% $18.67 -7.2%
3433 CLDX CELLDEX THERAPEUTICS INC NEW Healthcare 1,151.0 $37K +921.0 +400.4% $31.72 -3.6%
3434 EWD ISHARES INC 747.0 $36K -78.0 -9.4% $48.77 +7.1%
3435 FJP FIRST TR EXCH TRD ALPHDX FD 500.0 $36K $72.73 +4.5%
3436 HTO H2O AMERICA Utilities 618.0 $36K +10.0 +1.6% $58.67 -1.9%
3437 ETB EATON VANCE TAX MNGED BUY WR Financial Services 2,503.0 $36K +21.0 +0.8% $14.42 +6.4%
3438 PBI PITNEY BOWES INC Industrials 3,266.0 $36K $11.05 +40.3%
3439 DFSD DIMENSIONAL ETF TRUST 750.0 $36K $47.88 -0.4%
3440 KOS KOSMOS ENERGY LTD Energy 12,892.0 $36K -779.0 -5.7% $2.78 +12.2%
Page 172 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%